|
Roe
V. Wade
APPEAL FROM
THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF TEXAS.
Syllabus:
A pregnant
single woman (Roe) brought a class action challenging the
constitutionality of the Texas criminal abortion laws, which proscribe
procuring or attempting an abortion except on medical advice for the
purpose of saving the mother's life. A licensed physician (Hallford),
who had two state abortion prosecutions pending against him, was
permitted to intervene. A childless married couple (the Does), the wife
not being pregnant, separately attacked the laws, basing alleged injury
on the future possibilities of contraceptive failure, pregnancy,
unpreparedness for parenthood, and impairment of the wife's health. A
three-judge District Court, which consolidated the actions, held that
Roe and Hallford, and members of their classes, had standing to sue and
presented justiciable controversies. Ruling that declaratory, though not
injunctive, relief was warranted, the court declared the abortion
statutes void as vague and overbroadly infringing those plaintiffs'
Ninth and Fourteenth Amendment rights. The court ruled the Does'
complaint not justiciable. Appellants directly appealed to this Court on
the injunctive rulings, and appellee cross-appealed from the District
Court's grant of declaratory relief to Roe and Hallford.
Held:
While 28
U.S.C. § 1253 authorizes no direct appeal to this Court from the grant
or denial of declaratory relief alone, review is not foreclosed when the
case is properly before the Court on appeal from specific denial of
injunctive relief and the arguments as to both injunctive and
declaratory relief are necessarily identical.
Roe has
standing to sue; the Does and Hallford do not.
- Contrary
to appellee's contention, the natural termination of Roe's pregnancy
did not moot her suit. Litigation involving pregnancy, which is
"capable of repetition, yet evading review," is an
exception to the usual federal rule that an actual controversy must
exist at review stages, and not simply when the action is initiated.
- The
District Court correctly refused injunctive, but erred in granting
declaratory, relief to Hallford, who alleged no federally protected
right not assertable as a defense against the good faith state
prosecutions pending against him. Samuels v. Mackell, 401
U.S. 66.
- The Does'
complaint, based as it is on contingencies, any one or more of which
may not occur, is too speculative to present an actual case or
controversy.
State criminal
abortion laws, like those involved here, that except from criminality
only a life-saving procedure on the mother's behalf without regard to
the stage of her pregnancy and other interests involved violate the Due
Process Clause of the Fourteenth Amendment, which protects against state
action the right to privacy, including a woman's qualified right to
terminate her pregnancy. Though the State cannot override that right, it
has legitimate interests in protecting both the pregnant woman's health
and the potentiality of human life, each of which interests grows and
reaches a "compelling" point at various stages of the woman's
approach to term. .
For the stage
prior to approximately the end of the first trimester, the abortion
decision and its effectuation must be left to the medical judgment of
the pregnant woman's attending physician.
For the stage
subsequent to approximately the end of the first trimester, the State,
in promoting its interest in the health of the mother, may, if it
chooses, regulate the abortion procedure in ways that are reasonably
related to maternal health.
- For the
stage subsequent to viability the State, in promoting its interest
in the potentiality of human life, may, if it chooses, regulate, and
even proscribe, abortion except where necessary, in appropriate
medical judgment, for the preservation of the life or health of the
mother.
- The State
may define the term "physician" to mean only a physician
currently licensed by the State, and may proscribe any abortion by a
person who is not a physician as so defined.
- It is
unnecessary to decide the injunctive relief issue, since the Texas
authorities will doubtless fully recognize the Court's ruling that
the Texas criminal abortion statutes are unconstitutional.
"The dissent"
U.S. Supreme Court
ROE v. WADE, 410 U.S.
113 (1973)
410 U.S. 113
ROE ET AL. v. WADE,
DISTRICT ATTORNEY OF DALLAS COUNTY
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT
OF
TEXAS
No. 70-18.
Argued December 13, 1971 Reargued October 11, 1972
Decided January 22, 1973
A pregnant single woman
(Roe) brought a class action challenging the constitutionality of the
Texas criminal abortion laws, which proscribe procuring or attempting an
abortion except on medical advice for the purpose of saving the mother's
life. A licensed physician (Hallford), who had two state abortion
prosecutions pending against him, was permitted to intervene. A
childless married couple (the Does), the wife not being pregnant,
separately attacked the laws, basing alleged injury on the future
possibilities of contraceptive failure, pregnancy, unpreparedness for
parenthood, and impairment of the wife's health. A three-judge District
Court, which consolidated the actions, held that Roe and Hallford, and
members of their classes, had standing to sue and presented justiciable
controversies. Ruling that declaratory, though not injunctive, relief
was warranted, the court declared the abortion statutes void as vague
and overbroadly infringing those plaintiffs' Ninth and Fourteenth
Amendment rights. The court ruled the Does' complaint not justiciable.
Appellants directly appealed to this Court on the injunctive rulings,
and appellee cross-appealed from the District Court's grant of
declaratory relief to Roe and Hallford. Held:
1. While 28 U.S.C. 1253
authorizes no direct appeal to this Court from the grant or denial of
declaratory relief alone, review is not foreclosed when the case is
properly before the Court on appeal from specific denial of injunctive
relief and the arguments as to both injunctive and declaratory relief
are necessarily identical. P. 123.
2. Roe has standing to
sue; the Does and Hallford do not. Pp. 123-129.
(a) Contrary to
appellee's contention, the natural termination of Roe's pregnancy did
not moot her suit. Litigation involving pregnancy, which is
"capable of repetition, yet evading review," is an exception
to the usual federal rule that an actual controversy [410
U.S. 113, 114] must exist at review stages and
not simply when the action is initiated. Pp. 124-125.
(b) The District Court
correctly refused injunctive, but erred in granting declaratory,
relief to Hallford, who alleged no federally protected right not
assertable as a defense against the good-faith state prosecutions
pending against him. Samuels v. Mackell, 401
U.S. 66 . Pp. 125-127.
(c) The Does' complaint,
based as it is on contingencies, any one or more of which may not
occur, is too speculative to present an actual case or controversy.
Pp. 127-129.
3. State criminal
abortion laws, like those involved here, that except from criminality
only a life-saving procedure on the mother's behalf without regard to
the stage of her pregnancy and other interests involved violate the
Due Process Clause of the Fourteenth Amendment, which protects against
state action the right to privacy, including a woman's qualified right
to terminate her pregnancy. Though the State cannot override that
right, it has legitimate interests in protecting both the pregnant
woman's health and the potentiality of human life, each of which
interests grows and reaches a "compelling" point at various
stages of the woman's approach to term. Pp. 147-164.
(a) For the stage prior
to approximately the end of the first trimester, the abortion decision
and its effectuation must be left to the medical judgment of the
pregnant woman's attending physician. Pp. 163, 164.
(b) For the stage
subsequent to approximately the end of the first trimester, the State,
in promoting its interest in the health of the mother, may, if it
chooses, regulate the abortion procedure in ways that are reasonably
related to maternal health. Pp. 163, 164.
(c) For the stage
subsequent to viability the State, in promoting its interest in the
potentiality of human life, may, if it chooses, regulate, and even
proscribe, abortion except where necessary, in appropriate medical
judgment, for the preservation of the life or health of the mother.
Pp. 163-164; 164-165.
4. The State may define
the term "physician" to mean only a physician currently
licensed by the State, and may proscribe any abortion by a person who
is not a physician as so defined. P. 165.
5. It is unnecessary to
decide the injunctive relief issue since the Texas authorities will
doubtless fully recognize the Court's ruling [410
U.S. 113, 115] that the Texas criminal abortion
statutes are unconstitutional. P. 166.
314 F. Supp. 1217, affirmed
in part and reversed in part.
BLACKMUN, J., delivered
the opinion of the Court, in which BURGER, C. J., and DOUGLAS, BRENNAN,
STEWART, MARSHALL, and POWELL, JJ., joined. BURGER, C. J., post, p. 207,
DOUGLAS, J., post, p. 209, and STEWART, J., post, p. 167, filed
concurring opinions. WHITE, J., filed a dissenting opinion, in which
REHNQUIST, J., joined, post, p. 221. REHNQUIST, J., filed a dissenting
opinion, post, p. 171.
Sarah Weddington
reargued the cause for appellants. With her on the briefs were Roy
Lucas, Fred Bruner, Roy L. Merrill, Jr., and Norman Dorsen.
Robert C. Flowers,
Assistant Attorney General of Texas, argued the cause for appellee on
the reargument. Jay Floyd, Assistant Attorney General, argued the cause
for appellee on the original argument. With them on the brief were
Crawford C. Martin, Attorney General, Nola White, First Assistant
Attorney General, Alfred Walker, Executive Assistant Attorney General,
Henry Wade, and John B. Tolle. *
[410 U.S. 113, 116]
[ Footnote
* ] Briefs of amici curiae were filed by Gary K. Nelson, Attorney
General of Arizona, Robert K. Killian, Attorney General of Connecticut,
Ed W. Hancock, Attorney General of Kentucky, Clarence A. H. Meyer,
Attorney General of Nebraska, and Vernon B. Romney, Attorney General of
Utah; by Joseph P. Witherspoon, Jr., for the Association of Texas
Diocesan Attorneys; by Charles E. Rice for Americans United for Life; by
Eugene J. McMahon for Women for the Unborn et al.; by Carol Ryan for the
American College of Obstetricians and Gynecologists et al.; by Dennis J.
Horan, Jerome A. Frazel, Jr., Thomas M. Crisham, and Dolores V. Horan
for Certain Physicians, Professors and Fellows of the American College
of Obstetrics and Gynecology; by Harriet F. Pilpel, Nancy F. Wechsler,
and Frederic S. Nathan for Planned Parenthood Federation of America,
Inc., et al.; by Alan F. Charles for the National Legal Program on
Health Problems of the Poor et al.; by Marttie L. Thompson for State
Communities Aid Assn.; by [410 U.S. 113,
116] Alfred L. Scanlan, Martin J. Flynn, and
Robert M. Byrn for the National Right to Life Committee; by Helen L.
Buttenwieser for the American Ethical Union et al.; by Norma G. Zarky
for the American Association of University Women et al.; by Nancy
Stearns for New Women Lawyers et al.; by the California Committee to
Legalize Abortion et al.; and by Robert E. Dunne for Robert L. Sassone.
MR. JUSTICE BLACKMUN
delivered the opinion of the Court.
This Texas federal
appeal and its Georgia companion, Doe v. Bolton, post, p. 179, present
constitutional challenges to state criminal abortion legislation. The
Texas statutes under attack here are typical of those that have been in
effect in many States for approximately a century. The Georgia statutes,
in contrast, have a modern cast and are a legislative product that, to
an extent at least, obviously reflects the influences of recent
attitudinal change, of advancing medical knowledge and techniques, and
of new thinking about an old issue.
We forthwith acknowledge
our awareness of the sensitive and emotional nature of the abortion
controversy, of the vigorous opposing views, even among physicians, and
of the deep and seemingly absolute convictions that the subject
inspires. One's philosophy, one's experiences, one's exposure to the raw
edges of human existence, one's religious training, one's attitudes
toward life and family and their values, and the moral standards one
establishes and seeks to observe, are all likely to influence and to
color one's thinking and conclusions about abortion.
In addition, population
growth, pollution, poverty, and racial overtones tend to complicate and
not to simplify the problem.
Our task, of course, is
to resolve the issue by constitutional measurement, free of emotion and
of predilection. We seek earnestly to do this, and, because we do, we [410
U.S. 113, 117] have inquired into, and in this
opinion place some emphasis upon, medical and medical-legal history and
what that history reveals about man's attitudes toward the abortion
procedure over the centuries. We bear in mind, too, Mr. Justice Holmes'
admonition in his now-vindicated dissent in Lochner v. New York, 198
U.S. 45, 76 (1905):
"[The Constitution]
is made for people of fundamentally differing views, and the accident
of our finding certain opinions natural and familiar or novel and even
shocking ought not to conclude our judgment upon the question whether
statutes embodying them conflict with the Constitution of the United
States."
I
The Texas statutes that
concern us here are Arts. 1191-1194 and 1196 of the State's Penal Code. 1
These make it a crime to "procure an abortion," as therein
[410 U.S. 113, 118] defined,
or to attempt one, except with respect to "an abortion procured or
attempted by medical advice for the purpose of saving the life of the
mother." Similar statutes are in existence in a majority of the
States. 2 [410
U.S. 113, 119]
Texas first enacted a
criminal abortion statute in 1854. Texas Laws 1854, c. 49, 1, set forth
in 3 H. Gammel, Laws of Texas 1502 (1898). This was soon modified into
language that has remained substantially unchanged to the present time.
See Texas Penal Code of 1857, c. 7, Arts. 531-536; G. Paschal, Laws of
Texas, Arts. 2192-2197 (1866); Texas Rev. Stat., c. 8, Arts. 536-541
(1879); Texas Rev. Crim. Stat., Arts. 1071-1076 (1911). The final
article in each of these compilations provided the same exception, as
does the present Article 1196, for an abortion by "medical advice
for the purpose of saving the life of the mother." 3
[410 U.S. 113, 120]
II
Jane Roe, 4
a single woman who was residing in Dallas County, Texas, instituted
this federal action in March 1970 against the District Attorney of the
county. She sought a declaratory judgment that the Texas criminal
abortion statutes were unconstitutional on their face, and an injunction
restraining the defendant from enforcing the statutes.
Roe alleged that she was
unmarried and pregnant; that she wished to terminate her pregnancy by an
abortion "performed by a competent, licensed physician, under safe,
clinical conditions"; that she was unable to get a
"legal" abortion in Texas because her life did not appear to
be threatened by the continuation of her pregnancy; and that she could
not afford to travel to another jurisdiction in order to secure a legal
abortion under safe conditions. She claimed that the Texas statutes were
unconstitutionally vague and that they abridged her right of personal
privacy, protected by the First, Fourth, Fifth, Ninth, and Fourteenth
Amendments. By an amendment to her complaint Roe purported to sue
"on behalf of herself and all other women" similarly situated.
James Hubert Hallford, a
licensed physician, sought and was granted leave to intervene in Roe's
action. In his complaint he alleged that he had been arrested previously
for violations of the Texas abortion statutes and [410
U.S. 113, 121] that two such prosecutions were
pending against him. He described conditions of patients who came to him
seeking abortions, and he claimed that for many cases he, as a
physician, was unable to determine whether they fell within or outside
the exception recognized by Article 1196. He alleged that, as a
consequence, the statutes were vague and uncertain, in violation of the
Fourteenth Amendment, and that they violated his own and his patients'
rights to privacy in the doctor-patient relationship and his own right
to practice medicine, rights he claimed were guaranteed by the First,
Fourth, Fifth, Ninth, and Fourteenth Amendments.
John and Mary Doe, 5
a married couple, filed a companion complaint to that of Roe. They
also named the District Attorney as defendant, claimed like
constitutional deprivations, and sought declaratory and injunctive
relief. The Does alleged that they were a childless couple; that Mrs.
Doe was suffering from a "neural-chemical" disorder; that her
physician had "advised her to avoid pregnancy until such time as
her condition has materially improved" (although a pregnancy at the
present time would not present "a serious risk" to her life);
that, pursuant to medical advice, she had discontinued use of birth
control pills; and that if she should become pregnant, she would want to
terminate the pregnancy by an abortion performed by a competent,
licensed physician under safe, clinical conditions. By an amendment to
their complaint, the Does purported to sue "on behalf of themselves
and all couples similarly situated."
The two actions were
consolidated and heard together by a duly convened three-judge district
court. The suits thus presented the situations of the pregnant single
woman, the childless couple, with the wife not pregnant, [410
U.S. 113, 122] and the licensed practicing
physician, all joining in the attack on the Texas criminal abortion
statutes. Upon the filing of affidavits, motions were made for dismissal
and for summary judgment. The court held that Roe and members of her
class, and Dr. Hallford, had standing to sue and presented justiciable
controversies, but that the Does had failed to allege facts sufficient
to state a present controversy and did not have standing. It concluded
that, with respect to the requests for a declaratory judgment,
abstention was not warranted. On the merits, the District Court held
that the "fundamental right of single women and married persons to
choose whether to have children is protected by the Ninth Amendment,
through the Fourteenth Amendment," and that the Texas criminal
abortion statutes were void on their face because they were both
unconstitutionally vague and constituted an overbroad infringement of
the plaintiffs' Ninth Amendment rights. The court then held that
abstention was warranted with respect to the requests for an injunction.
It therefore dismissed the Does' complaint, declared the abortion
statutes void, and dismissed the application for injunctive relief. 314
F. Supp. 1217, 1225 (ND Tex. 1970).
The plaintiffs Roe and
Doe and the intervenor Hallford, pursuant to 28 U.S.C. 1253, have
appealed to this Court from that part of the District Court's judgment
denying the injunction. The defendant District Attorney has purported to
cross-appeal, pursuant to the same statute, from the court's grant of
declaratory relief to Roe and Hallford. Both sides also have taken
protective appeals to the United States Court of Appeals for the Fifth
Circuit. That court ordered the appeals held in abeyance pending
decision here. We postponed decision on jurisdiction to the hearing on
the merits. 402
U.S. 941 (1971). [410 U.S. 113, 123]
III
It might have been
preferable if the defendant, pursuant to our Rule 20, had presented to
us a petition for certiorari before judgment in the Court of Appeals
with respect to the granting of the plaintiffs' prayer for declaratory
relief. Our decisions in Mitchell v. Donovan, 398
U.S. 427 (1970), and Gunn v. University Committee, 399
U.S. 383 (1970), are to the effect that 1253 does not authorize an
appeal to this Court from the grant or denial of declaratory relief
alone. We conclude, nevertheless, that those decisions do not foreclose
our review of both the injunctive and the declaratory aspects of a case
of this kind when it is properly here, as this one is, on appeal under
1253 from specific denial of injunctive relief, and the arguments as to
both aspects are necessarily identical. See Carter v. Jury Comm'n, 396
U.S. 320 (1970); Florida Lime Growers v. Jacobsen, 362
U.S. 73, 80 -81 (1960). It would be destructive of time and energy
for all concerned were we to rule otherwise. Cf. Doe v. Bolton, post, p.
179.
IV
We are next confronted
with issues of justiciability, standing, and abstention. Have Roe and
the Does established that "personal stake in the outcome of the
controversy," Baker v. Carr, 369
U.S. 186, 204 (1962), that insures that "the dispute sought to
be adjudicated will be presented in an adversary context and in a form
historically viewed as capable of judicial resolution," Flast v.
Cohen, 392
U.S. 83, 101 (1968), and Sierra Club v. Morton, 405
U.S. 727, 732 (1972)? And what effect did the pendency of criminal
abortion charges against Dr. Hallford in state court have upon the
propriety of the federal court's granting relief to him as a plaintiff-intervenor?
[410 U.S. 113, 124]
A. Jane Roe. Despite the
use of the pseudonym, no suggestion is made that Roe is a fictitious
person. For purposes of her case, we accept as true, and as established,
her existence; her pregnant state, as of the inception of her suit in
March 1970 and as late as May 21 of that year when she filed an alias
affidavit with the District Court; and her inability to obtain a legal
abortion in Texas.
Viewing Roe's case as of
the time of its filing and thereafter until as late as May, there can be
little dispute that it then presented a case or controversy and that,
wholly apart from the class aspects, she, as a pregnant single woman
thwarted by the Texas criminal abortion laws, had standing to challenge
those statutes. Abele v. Markle, 452 F.2d 1121, 1125 (CA2 1971); Crossen
v. Breckenridge, 446 F.2d 833, 838-839 (CA6 1971); Poe v. Menghini, 339
F. Supp. 986, 990-991 (Kan. 1972). See Truax v. Raich, 239
U.S. 33 (1915). Indeed, we do not read the appellee's brief as
really asserting anything to the contrary. The "logical nexus
between the status asserted and the claim sought to be
adjudicated," Flast v. Cohen, 392
U.S., at 102 , and the necessary degree of contentiousness, Golden
v. Zwickler, 394
U.S. 103 (1969), are both present.
The appellee notes,
however, that the record does not disclose that Roe was pregnant at the
time of the District Court hearing on May 22, 1970, 6
or on the following June 17 when the court's opinion and judgment
were filed. And he suggests that Roe's case must now be moot because she
and all other members of her class are no longer subject to any 1970
pregnancy. [410 U.S. 113, 125]
The usual rule in
federal cases is that an actual controversy must exist at stages of
appellate or certiorari review, and not simply at the date the action is
initiated. United States v. Munsingwear, Inc., 340
U.S. 36 (1950); Golden v. Zwickler, supra; SEC v. Medical Committee
for Human Rights, 404
U.S. 403 (1972).
But when, as here,
pregnancy is a significant fact in the litigation, the normal 266-day
human gestation period is so short that the pregnancy will come to term
before the usual appellate process is complete. If that termination
makes a case moot, pregnancy litigation seldom will survive much beyond
the trial stage, and appellate review will be effectively denied. Our
law should not be that rigid. Pregnancy often comes more than once to
the same woman, and in the general population, if man is to survive, it
will always be with us. Pregnancy provides a classic justification for a
conclusion of nonmootness. It truly could be "capable of
repetition, yet evading review." Southern Pacific Terminal Co. v.
ICC, 219
U.S. 498, 515 (1911). See Moore v. Ogilvie, 394
U.S. 814, 816 (1969); Carroll v. Princess Anne, 393
U.S. 175, 178 -179 (1968); United States v. W. T. Grant Co., 345
U.S. 629, 632 -633 (1953).
We, therefore, agree
with the District Court that Jane Roe had standing to undertake this
litigation, that she presented a justiciable controversy, and that the
termination of her 1970 pregnancy has not rendered her case moot.
B. Dr. Hallford. The
doctor's position is different. He entered Roe's litigation as a
plaintiff-intervenor, alleging in his complaint that he:
"[I]n the past has
been arrested for violating the Texas Abortion Laws and at the present
time stands charged by indictment with violating said laws in the
Criminal District Court of Dallas County, Texas to-wit: (1) The State
of Texas vs. [410 U.S. 113, 126]
James H. Hallford, No. C-69-5307-IH, and (2) The State of Texas
vs. James H. Hallford, No. C-69-2524-H. In both cases the defendant is
charged with abortion . . . ."
In his application for
leave to intervene, the doctor made like representations as to the
abortion charges pending in the state court. These representations were
also repeated in the affidavit he executed and filed in support of his
motion for summary judgment.
Dr. Hallford is,
therefore, in the position of seeking, in a federal court, declaratory
and injunctive relief with respect to the same statutes under which he
stands charged in criminal prosecutions simultaneously pending in state
court. Although he stated that he has been arrested in the past for
violating the State's abortion laws, he makes no allegation of any
substantial and immediate threat to any federally protected right that
cannot be asserted in his defense against the state prosecutions.
Neither is there any allegation of harassment or bad-faith prosecution.
In order to escape the rule articulated in the cases cited in the next
paragraph of this opinion that, absent harassment and bad faith, a
defendant in a pending state criminal case cannot affirmatively
challenge in federal court the statutes under which the State is
prosecuting him, Dr. Hallford seeks to distinguish his status as a
present state defendant from his status as a "potential future
defendant" and to assert only the latter for standing purposes
here.
We see no merit in that
distinction. Our decision in Samuels v. Mackell, 401
U.S. 66 (1971), compels the conclusion that the District Court erred
when it granted declaratory relief to Dr. Hallford instead of refraining
from so doing. The court, of course, was correct in refusing to grant
injunctive relief to the doctor. The reasons supportive of that action,
however, are those expressed in Samuels v. Mackell, supra, and in
Younger v. [410 U.S. 113, 127]
Harris, 401
U.S. 37 (1971); Boyle v. Landry, 401
U.S. 77 (1971); Perez v. Ledesma, 401
U.S. 82 (1971); and Byrne v. Karalexis, 401
U.S. 216 (1971). See also Dombrowski v. Pfister, 380
U.S. 479 (1965). We note, in passing, that Younger and its companion
cases were decided after the three-judge District Court decision in this
case.
Dr. Hallford's complaint
in intervention, therefore, is to be dismissed. 7
He is remitted to his defenses in the state criminal proceedings
against him. We reverse the judgment of the District Court insofar as it
granted Dr. Hallford relief and failed to dismiss his complaint in
intervention.
C. The Does. In view of
our ruling as to Roe's standing in her case, the issue of the Does'
standing in their case has little significance. The claims they assert
are essentially the same as those of Roe, and they attack the same
statutes. Nevertheless, we briefly note the Does' posture.
Their pleadings present
them as a childless married couple, the woman not being pregnant, who
have no desire to have children at this time because of their having
received medical advice that Mrs. Doe should avoid pregnancy, and for
"other highly personal reasons." But they "fear . . .
they may face the prospect of becoming [410
U.S. 113, 128] parents." And if pregnancy
ensues, they "would want to terminate" it by an abortion. They
assert an inability to obtain an abortion legally in Texas and,
consequently, the prospect of obtaining an illegal abortion there or of
going outside Texas to some place where the procedure could be obtained
legally and competently.
We thus have as
plaintiffs a married couple who have, as their asserted immediate and
present injury, only an alleged "detrimental effect upon [their]
marital happiness" because they are forced to "the choice of
refraining from normal sexual relations or of endangering Mary Doe's
health through a possible pregnancy." Their claim is that sometime
in the future Mrs. Doe might become pregnant because of possible failure
of contraceptive measures, and at that time in the future she might want
an abortion that might then be illegal under the Texas statutes.
This very phrasing of
the Does' position reveals its speculative character. Their alleged
injury rests on possible future contraceptive failure, possible future
pregnancy, possible future unpreparedness for parenthood, and possible
future impairment of health. Any one or more of these several
possibilities may not take place and all may not combine. In the Does'
estimation, these possibilities might have some real or imagined impact
upon their marital happiness. But we are not prepared to say that the
bare allegation of so indirect an injury is sufficient to present an
actual case or controversy. Younger v. Harris, 401
U.S., at 41 -42; Golden v. Zwickler, 394
U.S., at 109 -110; Abele v. Markle, 452 F.2d, at 1124-1125; Crossen
v. Breckenridge, 446 F.2d, at 839. The Does' claim falls far short of
those resolved otherwise in the cases that the Does urge upon us,
namely, Investment Co. Institute v. Camp, 401
U.S. 617 (1971); Data Processing Service v. Camp, 397
U.S. 150 (1970); [410 U.S. 113,
129] and Epperson v. Arkansas, 393
U.S. 97 (1968). See also Truax v. Raich, 239
U.S. 33 (1915).
The Does therefore are
not appropriate plaintiffs in this litigation. Their complaint was
properly dismissed by the District Court, and we affirm that dismissal.
V
The principal thrust of
appellant's attack on the Texas statutes is that they improperly invade
a right, said to be possessed by the pregnant woman, to choose to
terminate her pregnancy. Appellant would discover this right in the
concept of personal "liberty" embodied in the Fourteenth
Amendment's Due Process Clause; or in personal, marital, familial, and
sexual privacy said to be protected by the Bill of Rights or its
penumbras, see Griswold v. Connecticut, 381
U.S. 479 (1965); Eisenstadt v. Baird, 405
U.S. 438 (1972); id., at 460 (WHITE, J., concurring in result); or
among those rights reserved to the people by the Ninth Amendment,
Griswold v. Connecticut, 381
U.S., at 486 (Goldberg, J., concurring). Before addressing this
claim, we feel it desirable briefly to survey, in several aspects, the
history of abortion, for such insight as that history may afford us, and
then to examine the state purposes and interests behind the criminal
abortion laws.
VI
It perhaps is not
generally appreciated that the restrictive criminal abortion laws in
effect in a majority of States today are of relatively recent vintage.
Those laws, generally proscribing abortion or its attempt at any time
during pregnancy except when necessary to preserve the pregnant woman's
life, are not of ancient or even of common-law origin. Instead, they
derive from statutory changes effected, for the most part, in the latter
half of the 19th century. [410 U.S. 113,
130]
1. Ancient attitudes.
These are not capable of precise determination. We are told that at the
time of the Persian Empire abortifacients were known and that criminal
abortions were severely punished. 8 We are
also told, however, that abortion was practiced in Greek times as well
as in the Roman Era, 9 and that "it was
resorted to without scruple." 10 The
Ephesian, Soranos, often described as the greatest of the ancient
gynecologists, appears to have been generally opposed to Rome's
prevailing free-abortion practices. He found it necessary to think first
of the life of the mother, and he resorted to abortion when, upon this
standard, he felt the procedure advisable. 11 Greek
and Roman law afforded little protection to the unborn. If abortion was
prosecuted in some places, it seems to have been based on a concept of a
violation of the father's right to his offspring. Ancient religion did
not bar abortion. 12
2. The Hippocratic Oath.
What then of the famous Oath that has stood so long as the ethical guide
of the medical profession and that bears the name of the great Greek
(460(?)-377(?) B. C.), who has been described [410
U.S. 113, 131] as the Father of Medicine, the
"wisest and the greatest practitioner of his art," and the
"most important and most complete medical personality of
antiquity," who dominated the medical schools of his time, and who
typified the sum of the medical knowledge of the past? 13
The Oath varies somewhat according to the particular translation,
but in any translation the content is clear: "I will give no deadly
medicine to anyone if asked, nor suggest any such counsel; and in like
manner I will not give to a woman a pessary to produce abortion," 14
or "I will neither give a deadly drug to anybody if asked for
it, nor will I make a suggestion to this effect. Similarly, I will not
give to a woman an abortive remedy." 15
Although the Oath is not
mentioned in any of the principal briefs in this case or in Doe v.
Bolton, post, p. 179, it represents the apex of the development of
strict ethical concepts in medicine, and its influence endures to this
day. Why did not the authority of Hippocrates dissuade abortion practice
in his time and that of Rome? The late Dr. Edelstein provides us with a
theory: 16 The Oath was not uncontested
even in Hippocrates' day; only the Pythagorean school of philosophers
frowned upon the related act of suicide. Most Greek thinkers, on the
other hand, commended abortion, at least prior to viability. See Plato,
Republic, V, 461; Aristotle, Politics, VII, 1335b 25. For the
Pythagoreans, however, it was a matter of dogma. For them the embryo was
animate from the moment of conception, and abortion meant destruction of
a living being. The abortion clause of the Oath, therefore, "echoes
Pythagorean doctrines," [410 U.S.
113, 132] and "[i]n no other stratum of
Greek opinion were such views held or proposed in the same spirit of
uncompromising austerity." 17
Dr. Edelstein then
concludes that the Oath originated in a group representing only a small
segment of Greek opinion and that it certainly was not accepted by all
ancient physicians. He points out that medical writings down to Galen
(A. D. 130-200) "give evidence of the violation of almost every one
of its injunctions." 18 But with the
end of antiquity a decided change took place. Resistance against suicide
and against abortion became common. The Oath came to be popular. The
emerging teachings of Christianity were in agreement with the
Pythagorean ethic. The Oath "became the nucleus of all medical
ethics" and "was applauded as the embodiment of truth."
Thus, suggests Dr. Edelstein, it is "a Pythagorean manifesto and
not the expression of an absolute standard of medical conduct." 19
This, it seems to us, is
a satisfactory and acceptable explanation of the Hippocratic Oath's
apparent rigidity. It enables us to understand, in historical context, a
long-accepted and revered statement of medical ethics.
3. The common law. It is
undisputed that at common law, abortion performed before
"quickening" - the first recognizable movement of the fetus in
utero, appearing usually from the 16th to the 18th week of pregnancy 20
- was not an indictable offense. 21 The
absence [410 U.S. 113, 133]
of a common-law crime for pre-quickening abortion appears to have
developed from a confluence of earlier philosophical, theological, and
civil and canon law concepts of when life begins. These disciplines
variously approached the question in terms of the point at which the
embryo or fetus became "formed" or recognizably human, or in
terms of when a "person" came into being, that is, infused
with a "soul" or "animated." A loose consensus
evolved in early English law that these events occurred at some point
between conception and live birth. 22 This
was "mediate animation." Although [410
U.S. 113, 134] Christian theology and the canon
law came to fix the point of animation at 40 days for a male and 80 days
for a female, a view that persisted until the 19th century, there was
otherwise little agreement about the precise time of formation or
animation. There was agreement, however, that prior to this point the
fetus was to be regarded as part of the mother, and its destruction,
therefore, was not homicide. Due to continued uncertainty about the
precise time when animation occurred, to the lack of any empirical basis
for the 40-80-day view, and perhaps to Aquinas' definition of movement
as one of the two first principles of life, Bracton focused upon
quickening as the critical point. The significance of quickening was
echoed by later common-law scholars and found its way into the received
common law in this country.
Whether abortion of a
quick fetus was a felony at common law, or even a lesser crime, is still
disputed. Bracton, writing early in the 13th century, thought it
homicide. 23 But the later and predominant
view, following the great common-law scholars, has been that it was, at
most, a lesser offense. In a frequently cited [410
U.S. 113, 135] passage, Coke took the position
that abortion of a woman "quick with childe" is "a great
misprision, and no murder." 24 Blackstone
followed, saying that while abortion after quickening had once been
considered manslaughter (though not murder), "modern law" took
a less severe view. 25 A recent review of
the common-law precedents argues, however, that those precedents
contradict Coke and that even post-quickening abortion was never
established as a common-law crime. 26 This
is of some importance because while most American courts ruled, in
holding or dictum, that abortion of an unquickened fetus was not
criminal under their received common law, 27 others
followed Coke in stating that abortion [410
U.S. 113, 136] of a quick fetus was a
"misprision," a term they translated to mean
"misdemeanor." 28 That their
reliance on Coke on this aspect of the law was uncritical and,
apparently in all the reported cases, dictum (due probably to the
paucity of common-law prosecutions for post-quickening abortion), makes
it now appear doubtful that abortion was ever firmly established as a
common-law crime even with respect to the destruction of a quick fetus.
4. The English statutory
law. England's first criminal abortion statute, Lord Ellenborough's Act,
43 Geo. 3, c. 58, came in 1803. It made abortion of a quick fetus, 1, a
capital crime, but in 2 it provided lesser penalties for the felony of
abortion before quickening, and thus preserved the
"quickening" distinction. This contrast was continued in the
general revision of 1828, 9 Geo. 4, c. 31, 13. It disappeared, however,
together with the death penalty, in 1837, 7 Will. 4 & 1 Vict., c.
85. 6, and did not reappear in the Offenses Against the Person Act of
1861, 24 & 25 Vict., c. 100, 59, that formed the core of English
anti-abortion law until the liberalizing reforms of 1967. In 1929, the
Infant Life (Preservation) Act, 19 & 20 Geo. 5, c. 34, came into
being. Its emphasis was upon the destruction of "the life of a
child capable of being born alive." It made a willful act performed
with the necessary intent a felony. It contained a proviso that one was
not to be [410 U.S. 113, 137]
found guilty of the offense "unless it is proved that the
act which caused the death of the child was not done in good faith for
the purpose only of preserving the life of the mother."
A seemingly notable
development in the English law was the case of Rex v. Bourne, 1939. 1 K.
B. 687. This case apparently answered in the affirmative the question
whether an abortion necessary to preserve the life of the pregnant woman
was excepted from the criminal penalties of the 1861 Act. In his
instructions to the jury, Judge Macnaghten referred to the 1929 Act, and
observed that that Act related to "the case where a child is killed
by a wilful act at the time when it is being delivered in the ordinary
course of nature." Id., at 691. He concluded that the 1861 Act's
use of the word "unlawfully," imported the same meaning
expressed by the specific proviso in the 1929 Act, even though there was
no mention of preserving the mother's life in the 1861 Act. He then
construed the phrase "preserving the life of the mother"
broadly, that is, "in a reasonable sense," to include a
serious and permanent threat to the mother's health, and instructed the
jury to acquit Dr. Bourne if it found he had acted in a good-faith
belief that the abortion was necessary for this purpose. Id., at
693-694. The jury did acquit.
Recently, Parliament
enacted a new abortion law. This is the Abortion Act of 1967, 15 &
16 Eliz. 2, c. 87. The Act permits a licensed physician to perform an
abortion where two other licensed physicians agree (a) "that the
continuance of the pregnancy would involve risk to the life of the
pregnant woman, or of injury to the physical or mental health of the
pregnant woman or any existing children of her family, greater than if
the pregnancy were terminated," or (b) "that there is a
substantial risk that if the child were born it would suffer from such
physical or mental abnormalities as [410
U.S. 113, 138] to be seriously handicapped."
The Act also provides that, in making this determination, "account
may be taken of the pregnant woman's actual or reasonably foreseeable
environment." It also permits a physician, without the concurrence
of others, to terminate a pregnancy where he is of the good-faith
opinion that the abortion "is immediately necessary to save the
life or to prevent grave permanent injury to the physical or mental
health of the pregnant woman."
5. The American law. In
this country, the law in effect in all but a few States until mid-19th
century was the pre-existing English common law. Connecticut, the first
State to enact abortion legislation, adopted in 1821 that part of Lord
Ellenborough's Act that related to a woman "quick with child."
29 The death penalty was not imposed.
Abortion before quickening was made a crime in that State only in 1860. 30
In 1828, New York enacted legislation 31 that,
in two respects, was to serve as a model for early anti-abortion
statutes. First, while barring destruction of an unquickened fetus as
well as a quick fetus, it made the former only a misdemeanor, but the
latter second-degree manslaughter. Second, it incorporated a concept of
therapeutic abortion by providing that an abortion was excused if it
"shall have been necessary to preserve the life of such mother, or
shall have been advised by two physicians to be necessary for such
purpose." By 1840, when Texas had received the common law, 32
only eight American States [410 U.S.
113, 139] had statutes dealing with abortion. 33
It was not until after the War Between the States that legislation
began generally to replace the common law. Most of these initial
statutes dealt severely with abortion after quickening but were lenient
with it before quickening. Most punished attempts equally with completed
abortions. While many statutes included the exception for an abortion
thought by one or more physicians to be necessary to save the mother's
life, that provision soon disappeared and the typical law required that
the procedure actually be necessary for that purpose.
Gradually, in the middle
and late 19th century the quickening distinction disappeared from the
statutory law of most States and the degree of the offense and the
penalties were increased. By the end of the 1950's, a large majority of
the jurisdictions banned abortion, however and whenever performed,
unless done to save or preserve the life of the mother. 34
The exceptions, Alabama and the District of Columbia, permitted
abortion to preserve the mother's health. 35 Three
States permitted abortions that were not "unlawfully"
performed or that were not "without lawful justification,"
leaving interpretation of those standards to the courts. 36
In [410 U.S. 113, 140]
the past several years, however, a trend toward liberalization of
abortion statutes has resulted in adoption, by about one-third of the
States, of less stringent laws, most of them patterned after the ALI
Model Penal Code, 230.3, 37 set forth as
Appendix B to the opinion in Doe v. Bolton, post, p. 205.
It is thus apparent that
at common law, at the time of the adoption of our Constitution, and
throughout the major portion of the 19th century, abortion was viewed
with less disfavor than under most American statutes currently in
effect. Phrasing it another way, a woman enjoyed a substantially broader
right to terminate a pregnancy than she does in most States today. At
least with respect to the early stage of pregnancy, and very possibly
without such a limitation, the opportunity [410
U.S. 113, 141] to make this choice was present in
this country well into the 19th century. Even later, the law continued
for some time to treat less punitively an abortion procured in early
pregnancy.
6. The position of the
American Medical Association. The anti-abortion mood prevalent in this
country in the late 19th century was shared by the medical profession.
Indeed, the attitude of the profession may have played a significant
role in the enactment of stringent criminal abortion legislation during
that period.
An AMA Committee on
Criminal Abortion was appointed in May 1857. It presented its report, 12
Trans. of the Am. Med. Assn. 73-78 (1859), to the Twelfth Annual
Meeting. That report observed that the Committee had been appointed to
investigate criminal abortion "with a view to its general
suppression." It deplored abortion and its frequency and it listed
three causes of "this general demoralization":
"The first of these
causes is a wide-spread popular ignorance of the true character of the
crime - a belief, even among mothers themselves, that the foetus is
not alive till after the period of quickening.
"The second of the
agents alluded to is the fact that the profession themselves are
frequently supposed careless of foetal life . . . .
"The third reason of
the frightful extent of this crime is found in the grave defects of
our laws, both common and statute, as regards the independent and
actual existence of the child before birth, as a living being. These
errors, which are sufficient in most instances to prevent conviction,
are based, and only based, upon mistaken and exploded medical dogmas.
With strange inconsistency, the law fully acknowledges the foetus in
utero and its inherent rights, for civil purposes; while personally
and as criminally affected, it fails to recognize it, [410
U.S. 113, 142] and to its life as yet denies
all protection." Id., at 75-76.
The Committee then offered,
and the Association adopted, resolutions protesting "against such
unwarrantable destruction of human life," calling upon state
legislatures to revise their abortion laws, and requesting the
cooperation of state medical societies "in pressing the
subject." Id., at 28, 78.
In 1871 a long and vivid
report was submitted by the Committee on Criminal Abortion. It ended
with the observation, "We had to deal with human life. In a matter
of less importance we could entertain no compromise. An honest judge on
the bench would call things by their proper names. We could do no
less." 22 Trans. of the Am. Med. Assn. 258 (1871). It proffered
resolutions, adopted by the Association, id., at 38-39, recommending,
among other things, that it "be unlawful and unprofessional for any
physician to induce abortion or premature labor, without the concurrent
opinion of at least one respectable consulting physician, and then
always with a view to the safety of the child - if that be
possible," and calling "the attention of the clergy of all
denominations to the perverted views of morality entertained by a large
class of females - aye, and men also, on this important question."
Except for periodic
condemnation of the criminal abortionist, no further formal AMA action
took place until 1967. In that year, the Committee on Human Reproduction
urged the adoption of a stated policy of opposition to induced abortion,
except when there is "documented medical evidence" of a threat
to the health or life of the mother, or that the child "may be born
with incapacitating physical deformity or mental deficiency," or
that a pregnancy "resulting from legally established statutory or
forcible rape or incest may constitute a threat to the mental or
physical health of the [410 U.S. 113,
143] patient," two other physicians
"chosen because of their recognized professional competence have
examined the patient and have concurred in writing," and the
procedure "is performed in a hospital accredited by the Joint
Commission on Accreditation of Hospitals." The providing of medical
information by physicians to state legislatures in their consideration
of legislation regarding therapeutic abortion was "to be considered
consistent with the principles of ethics of the American Medical
Association." This recommendation was adopted by the House of
Delegates. Proceedings of the AMA House of Delegates 40-51 (June 1967).
In 1970, after the
introduction of a variety of proposed resolutions, and of a report from
its Board of Trustees, a reference committee noted "polarization of
the medical profession on this controversial issue"; division among
those who had testified; a difference of opinion among AMA councils and
committees; "the remarkable shift in testimony" in six months,
felt to be influenced "by the rapid changes in state laws and by
the judicial decisions which tend to make abortion more freely
available;" and a feeling "that this trend will
continue." On June 25, 1970, the House of Delegates adopted
preambles and most of the resolutions proposed by the reference
committee. The preambles emphasized "the best interests of the
patient," "sound clinical judgment," and "informed
patient consent," in contrast to "mere acquiescence to the
patient's demand." The resolutions asserted that abortion is a
medical procedure that should be performed by a licensed physician in an
accredited hospital only after consultation with two other physicians
and in conformity with state law, and that no party to the procedure
should be required to violate personally held moral principles. 38
Proceedings [410 U.S. 113, 144]
of the AMA House of Delegates 220 (June 1970). The AMA Judicial
Council rendered a complementary opinion. 39
7. The position of the
American Public Health Association. In October 1970, the Executive Board
of the APHA adopted Standards for Abortion Services. These were five in
number:
"a. Rapid and simple
abortion referral must be readily available through state and local
public [410 U.S. 113, 145]
health departments, medical societies, or other nonprofit
organizations.
"b. An important
function of counselling should be to simplify and expedite the
provision of abortion services; it should not delay the obtaining of
these services.
"c. Psychiatric
consultation should not be mandatory. As in the case of other
specialized medical services, psychiatric consultation should be
sought for definite indications and not on a routine basis.
"d. A wide range of
individuals from appropriately trained, sympathetic volunteers to
highly skilled physicians may qualify as abortion counselors.
"e. Contraception
and/or sterilization should be discussed with each abortion
patient." Recommended Standards for Abortion Services, 61 Am. J.
Pub. Health 396 (1971).
Among factors pertinent to
life and health risks associated with abortion were three that "are
recognized as important":
"a. the skill of the
physician,
"b. the environment
in which the abortion is performed, and above all
"c. the duration of
pregnancy, as determined by uterine size and confirmed by menstrual
history." Id., at 397.
It was said that "a
well-equipped hospital" offers more protection "to cope with
unforeseen difficulties than an office or clinic without such resources.
. . . The factor of gestational age is of overriding importance."
Thus, it was recommended that abortions in the second trimester and
early abortions in the presence of existing medical complications be
performed in hospitals as inpatient procedures. For pregnancies in the
first trimester, [410 U.S. 113, 146]
abortion in the hospital with or without overnight stay "is
probably the safest practice." An abortion in an extramural
facility, however, is an acceptable alternative "provided
arrangements exist in advance to admit patients promptly if unforeseen
complications develop." Standards for an abortion facility were
listed. It was said that at present abortions should be performed by
physicians or osteopaths who are licensed to practice and who have
"adequate training." Id., at 398.
8. The position of the
American Bar Association. At its meeting in February 1972 the ABA House
of Delegates approved, with 17 opposing votes, the Uniform Abortion Act
that had been drafted and approved the preceding August by the
Conference of Commissioners on Uniform State Laws. 58 A. B. A. J. 380
(1972). We set forth the Act in full in the margin. 40
The [410 U.S. 113, 147]
Conference has appended an enlightening Prefatory Note. 41
VII
Three reasons have been
advanced to explain historically the enactment of criminal abortion laws
in the 19th century and to justify their continued existence. [410
U.S. 113, 148]
It has been argued
occasionally that these laws were the product of a Victorian social
concern to discourage illicit sexual conduct. Texas, however, does not
advance this justification in the present case, and it appears that no
court or commentator has taken the argument seriously. 42
The appellants and amici contend, moreover, that this is not a
proper state purpose at all and suggest that, if it were, the Texas
statutes are overbroad in protecting it since the law fails to
distinguish between married and unwed mothers.
A second reason is
concerned with abortion as a medical procedure. When most criminal
abortion laws were first enacted, the procedure was a hazardous one for
the woman. 43 This was particularly true
prior to the [410 U.S. 113, 149]
development of antisepsis. Antiseptic techniques, of course, were
based on discoveries by Lister, Pasteur, and others first announced in
1867, but were not generally accepted and employed until about the turn
of the century. Abortion mortality was high. Even after 1900, and
perhaps until as late as the development of antibiotics in the 1940's,
standard modern techniques such as dilation and curettage were not
nearly so safe as they are today. Thus, it has been argued that a
State's real concern in enacting a criminal abortion law was to protect
the pregnant woman, that is, to restrain her from submitting to a
procedure that placed her life in serious jeopardy.
Modern medical
techniques have altered this situation. Appellants and various amici
refer to medical data indicating that abortion in early pregnancy, that
is, prior to the end of the first trimester, although not without its
risk, is now relatively safe. Mortality rates for women undergoing early
abortions, where the procedure is legal, appear to be as low as or lower
than the rates for normal childbirth. 44 Consequently,
any interest of the State in protecting the woman from an inherently
hazardous procedure, except when it would be equally dangerous for her
to forgo it, has largely disappeared. Of course, important state
interests in the areas of health and medical standards do remain. [410
U.S. 113, 150] The State has a legitimate
interest in seeing to it that abortion, like any other medical
procedure, is performed under circumstances that insure maximum safety
for the patient. This interest obviously extends at least to the
performing physician and his staff, to the facilities involved, to the
availability of after-care, and to adequate provision for any
complication or emergency that might arise. The prevalence of high
mortality rates at illegal "abortion mills" strengthens,
rather than weakens, the State's interest in regulating the conditions
under which abortions are performed. Moreover, the risk to the woman
increases as her pregnancy continues. Thus, the State retains a definite
interest in protecting the woman's own health and safety when an
abortion is proposed at a late stage of pregnancy.
The third reason is the
State's interest - some phrase it in terms of duty - in protecting
prenatal life. Some of the argument for this justification rests on the
theory that a new human life is present from the moment of conception. 45
The State's interest and general obligation to protect life then
extends, it is argued, to prenatal life. Only when the life of the
pregnant mother herself is at stake, balanced against the life she
carries within her, should the interest of the embryo or fetus not
prevail. Logically, of course, a legitimate state interest in this area
need not stand or fall on acceptance of the belief that life begins at
conception or at some other point prior to live birth. In assessing the
State's interest, recognition may be given to the less rigid claim that
as long as at least potential life is involved, the State may assert
interests beyond the protection of the pregnant woman alone. [410
U.S. 113, 151]
Parties challenging
state abortion laws have sharply disputed in some courts the contention
that a purpose of these laws, when enacted, was to protect prenatal
life. 46 Pointing to the absence of
legislative history to support the contention, they claim that most
state laws were designed solely to protect the woman. Because medical
advances have lessened this concern, at least with respect to abortion
in early pregnancy, they argue that with respect to such abortions the
laws can no longer be justified by any state interest. There is some
scholarly support for this view of original purpose. 47
The few state courts called upon to interpret their laws in the late
19th and early 20th centuries did focus on the State's interest in
protecting the woman's health rather than in preserving the embryo and
fetus. 48 Proponents of this view point
out that in many States, including Texas, 49 by
statute or judicial interpretation, the pregnant woman herself could not
be prosecuted for self-abortion or for cooperating in an abortion
performed upon her by another. 50 They
claim that adoption of the "quickening" distinction through
received common [410 U.S. 113, 152]
law and state statutes tacitly recognizes the greater health
hazards inherent in late abortion and impliedly repudiates the theory
that life begins at conception.
It is with these
interests, and the weight to be attached to them, that this case is
concerned.
VIII
The Constitution does
not explicitly mention any right of privacy. In a line of decisions,
however, going back perhaps as far as Union Pacific R. Co. v. Botsford, 141
U.S. 250, 251 (1891), the Court has recognized that a right of
personal privacy, or a guarantee of certain areas or zones of privacy,
does exist under the Constitution. In varying contexts, the Court or
individual Justices have, indeed, found at least the roots of that right
in the First Amendment, Stanley v. Georgia, 394
U.S. 557, 564 (1969); in the Fourth and Fifth Amendments, Terry v.
Ohio, 392
U.S. 1, 8 -9 (1968), Katz v. United States, 389
U.S. 347, 350 (1967), Boyd v. United States, 116
U.S. 616 (1886), see Olmstead v. United States, 277
U.S. 438, 478 (1928) (Brandeis, J., dissenting); in the penumbras of
the Bill of Rights, Griswold v. Connecticut, 381
U.S., at 484 -485; in the Ninth Amendment, id., at 486 (Goldberg,
J., concurring); or in the concept of liberty guaranteed by the first
section of the Fourteenth Amendment, see Meyer v. Nebraska, 262
U.S. 390, 399 (1923). These decisions make it clear that only
personal rights that can be deemed "fundamental" or
"implicit in the concept of ordered liberty," Palko v.
Connecticut, 302
U.S. 319, 325 (1937), are included in this guarantee of personal
privacy. They also make it clear that the right has some extension to
activities relating to marriage, Loving v. Virginia, 388
U.S. 1, 12 (1967); procreation, Skinner v. Oklahoma, 316
U.S. 535, 541 -542 (1942); contraception, Eisenstadt v. Baird, 405
U.S., at 453 -454; id., at 460, 463-465 [410
U.S. 113, 153] (WHITE, J., concurring in result);
family relationships, Prince v. Massachusetts, 321
U.S. 158, 166 (1944); and child rearing and education, Pierce v.
Society of Sisters, 268
U.S. 510, 535 (1925), Meyer v. Nebraska, supra.
This right of privacy,
whether it be founded in the Fourteenth Amendment's concept of personal
liberty and restrictions upon state action, as we feel it is, or, as the
District Court determined, in the Ninth Amendment's reservation of
rights to the people, is broad enough to encompass a woman's decision
whether or not to terminate her pregnancy. The detriment that the State
would impose upon the pregnant woman by denying this choice altogether
is apparent. Specific and direct harm medically diagnosable even in
early pregnancy may be involved. Maternity, or additional offspring, may
force upon the woman a distressful life and future. Psychological harm
may be imminent. Mental and physical health may be taxed by child care.
There is also the distress, for all concerned, associated with the
unwanted child, and there is the problem of bringing a child into a
family already unable, psychologically and otherwise, to care for it. In
other cases, as in this one, the additional difficulties and continuing
stigma of unwed motherhood may be involved. All these are factors the
woman and her responsible physician necessarily will consider in
consultation.
On the basis of elements
such as these, appellant and some amici argue that the woman's right is
absolute and that she is entitled to terminate her pregnancy at whatever
time, in whatever way, and for whatever reason she alone chooses. With
this we do not agree. Appellant's arguments that Texas either has no
valid interest at all in regulating the abortion decision, or no
interest strong enough to support any limitation upon the woman's sole
determination, are unpersuasive. The [410
U.S. 113, 154] Court's decisions recognizing a
right of privacy also acknowledge that some state regulation in areas
protected by that right is appropriate. As noted above, a State may
properly assert important interests in safeguarding health, in
maintaining medical standards, and in protecting potential life. At some
point in pregnancy, these respective interests become sufficiently
compelling to sustain regulation of the factors that govern the abortion
decision. The privacy right involved, therefore, cannot be said to be
absolute. In fact, it is not clear to us that the claim asserted by some
amici that one has an unlimited right to do with one's body as one
pleases bears a close relationship to the right of privacy previously
articulated in the Court's decisions. The Court has refused to recognize
an unlimited right of this kind in the past. Jacobson v. Massachusetts, 197
U.S. 11 (1905) (vaccination); Buck v. Bell, 274
U.S. 200 (1927) (sterilization).
We, therefore, conclude
that the right of personal privacy includes the abortion decision, but
that this right is not unqualified and must be considered against
important state interests in regulation.
We note that those
federal and state courts that have recently considered abortion law
challenges have reached the same conclusion. A majority, in addition to
the District Court in the present case, have held state laws
unconstitutional, at least in part, because of vagueness or because of
overbreadth and abridgment of rights. Abele v. Markle, 342 F. Supp. 800
(Conn. 1972), appeal docketed, No. 72-56; Abele v. Markle, 351 F. Supp.
224 (Conn. 1972), appeal docketed, No. 72-730; Doe v. Bolton, 319 F.
Supp. 1048 (ND Ga. 1970), appeal decided today, post, p. 179; Doe v.
Scott, 321 F. Supp. 1385 (ND Ill. 1971), appeal docketed, No. 70-105;
Poe v. Menghini, 339 F. Supp. 986 (Kan. 1972); YWCA v. Kugler, 342 F.
Supp. 1048 (NJ 1972); Babbitz v. McCann, [410
U.S. 113, 155] 310 F. Supp. 293 (ED Wis. 1970),
appeal dismissed, 400
U.S. 1 (1970); People v. Belous, 71 Cal. 2d 954, 458 P.2d 194
(1969), cert. denied, 397
U.S. 915 (1970); State v. Barquet, 262 So.2d 431 (Fla. 1972).
Others have sustained
state statutes. Crossen v. Attorney General, 344 F. Supp. 587 (ED Ky.
1972), appeal docketed, No. 72-256; Rosen v. Louisiana State Board of
Medical Examiners, 318 F. Supp. 1217 (ED La. 1970), appeal docketed, No.
70-42; Corkey v. Edwards, 322 F. Supp. 1248 (WDNC 1971), appeal
docketed, No. 71-92; Steinberg v. Brown, 321 F. Supp. 741 (ND Ohio
1970); Doe v. Rampton (Utah 1971), appeal docketed, No. 71-5666; Cheaney
v. State, ___ Ind. ___, 285 N. E. 2d 265 (1972); Spears v. State, 257
So.2d 876 (Miss. 1972); State v. Munson, 86 S. D. 663, 201 N. W. 2d 123
(1972), appeal docketed, No. 72-631.
Although the results are
divided, most of these courts have agreed that the right of privacy,
however based, is broad enough to cover the abortion decision; that the
right, nonetheless, is not absolute and is subject to some limitations;
and that at some point the state interests as to protection of health,
medical standards, and prenatal life, become dominant. We agree with
this approach.
Where certain
"fundamental rights" are involved, the Court has held that
regulation limiting these rights may be justified only by a
"compelling state interest," Kramer v. Union Free School
District, 395
U.S. 621, 627 (1969); Shapiro v. Thompson, 394
U.S. 618, 634 (1969), Sherbert v. Verner, 374
U.S. 398, 406 (1963), and that legislative enactments must be
narrowly drawn to express only the legitimate state interests at stake.
Griswold v. Connecticut, 381
U.S., at 485 ; Aptheker v. Secretary of State, 378
U.S. 500, 508 (1964); Cantwell v. Connecticut, 310
U.S. 296, 307 -308 (1940); see [410
U.S. 113, 156] Eisenstadt v. Baird, 405
U.S., at 460 , 463-464 (WHITE, J., concurring in result).
In the recent abortion
cases, cited above, courts have recognized these principles. Those
striking down state laws have generally scrutinized the State's
interests in protecting health and potential life, and have concluded
that neither interest justified broad limitations on the reasons for
which a physician and his pregnant patient might decide that she should
have an abortion in the early stages of pregnancy. Courts sustaining
state laws have held that the State's determinations to protect health
or prenatal life are dominant and constitutionally justifiable.
IX
The District Court held
that the appellee failed to meet his burden of demonstrating that the
Texas statute's infringement upon Roe's rights was necessary to support
a compelling state interest, and that, although the appellee presented
"several compelling justifications for state presence in the area
of abortions," the statutes outstripped these justifications and
swept "far beyond any areas of compelling state interest." 314
F. Supp., at 1222-1223. Appellant and appellee both contest that
holding. Appellant, as has been indicated, claims an absolute right that
bars any state imposition of criminal penalties in the area. Appellee
argues that the State's determination to recognize and protect prenatal
life from and after conception constitutes a compelling state interest.
As noted above, we do not agree fully with either formulation.
A. The appellee and
certain amici argue that the fetus is a "person" within the
language and meaning of the Fourteenth Amendment. In support of this,
they outline at length and in detail the well-known facts of fetal
development. If this suggestion of personhood is established, the
appellant's case, of course, collapses, [410
U.S. 113, 157] for the fetus' right to life would
then be guaranteed specifically by the Amendment. The appellant conceded
as much on reargument. 51 On the other
hand, the appellee conceded on reargument 52 that
no case could be cited that holds that a fetus is a person within the
meaning of the Fourteenth Amendment.
The Constitution does
not define "person" in so many words. Section 1 of the
Fourteenth Amendment contains three references to "person."
The first, in defining "citizens," speaks of "persons
born or naturalized in the United States." The word also appears
both in the Due Process Clause and in the Equal Protection Clause.
"Person" is used in other places in the Constitution: in the
listing of qualifications for Representatives and Senators, Art. I, 2,
cl. 2, and 3, cl. 3; in the Apportionment Clause, Art. I, 2, cl. 3; 53
in the Migration and Importation provision, Art. I, 9, cl. 1; in the
Emolument Clause, Art. I, 9, cl. 8; in the Electors provisions, Art. II,
1, cl. 2, and the superseded cl. 3; in the provision outlining
qualifications for the office of President, Art. II, 1, cl. 5; in the
Extradition provisions, Art. IV, 2, cl. 2, and the superseded Fugitive
Slave Clause 3; and in the Fifth, Twelfth, and Twenty-second Amendments,
as well as in 2 and 3 of the Fourteenth Amendment. But in nearly all
these instances, the use of the word is such that it has application
only postnatally. None indicates, with any assurance, that it has any
possible pre-natal application. 54
[410 U.S. 113, 158]
All this, together with
our observation, supra, that throughout the major portion of the 19th
century prevailing legal abortion practices were far freer than they are
today, persuades us that the word "person," as used in the
Fourteenth Amendment, does not include the unborn. 55
This is in accord with the results reached in those few cases where
the issue has been squarely presented. McGarvey v. Magee-Womens
Hospital, 340 F. Supp. 751 (WD Pa. 1972); Byrn v. New York City Health
& Hospitals Corp., 31 N. Y. 2d 194, 286 N. E. 2d 887 (1972), appeal
docketed, No. 72-434; Abele v. Markle, 351 F. Supp. 224 (Conn. 1972),
appeal docketed, No. 72-730. Cf. Cheaney v. State, ___ Ind., at ___, 285
N. E. 2d, at 270; Montana v. Rogers, 278 F.2d 68, 72 (CA7 1960), aff'd
sub nom. Montana v. Kennedy, 366
U.S. 308 (1961); Keeler v. Superior Court, 2 Cal. 3d 619, 470 P.2d
617 (1970); State v. Dickinson, 28 [410
U.S. 113, 159] Ohio St. 2d 65, 275 N. E. 2d 599
(1971). Indeed, our decision in United States v. Vuitch, 402
U.S. 62 (1971), inferentially is to the same effect, for we there
would not have indulged in statutory interpretation favorable to
abortion in specified circumstances if the necessary consequence was the
termination of life entitled to Fourteenth Amendment protection.
This conclusion,
however, does not of itself fully answer the contentions raised by
Texas, and we pass on to other considerations.
B. The pregnant woman
cannot be isolated in her privacy. She carries an embryo and, later, a
fetus, if one accepts the medical definitions of the developing young in
the human uterus. See Dorland's Illustrated Medical Dictionary 478-479,
547 (24th ed. 1965). The situation therefore is inherently different
from marital intimacy, or bedroom possession of obscene material, or
marriage, or procreation, or education, with which Eisenstadt and
Griswold, Stanley, Loving, Skinner, and Pierce and Meyer were
respectively concerned. As we have intimated above, it is reasonable and
appropriate for a State to decide that at some point in time another
interest, that of health of the mother or that of potential human life,
becomes significantly involved. The woman's privacy is no longer sole
and any right of privacy she possesses must be measured accordingly.
Texas urges that, apart
from the Fourteenth Amendment, life begins at conception and is present
throughout pregnancy, and that, therefore, the State has a compelling
interest in protecting that life from and after conception. We need not
resolve the difficult question of when life begins. When those trained
in the respective disciplines of medicine, philosophy, and theology are
unable to arrive at any consensus, the judiciary, at this point in the
development of man's knowledge, is not in a position to speculate as to
the answer. [410 U.S. 113, 160]
It should be sufficient
to note briefly the wide divergence of thinking on this most sensitive
and difficult question. There has always been strong support for the
view that life does not begin until live birth. This was the belief of
the Stoics. 56 It appears to be the
predominant, though not the unanimous, attitude of the Jewish faith. 57
It may be taken to represent also the position of a large segment of
the Protestant community, insofar as that can be ascertained; organized
groups that have taken a formal position on the abortion issue have
generally regarded abortion as a matter for the conscience of the
individual and her family. 58 As we have
noted, the common law found greater significance in quickening.
Physicians and their scientific colleagues have regarded that event with
less interest and have tended to focus either upon conception, upon live
birth, or upon the interim point at which the fetus becomes
"viable," that is, potentially able to live outside the
mother's womb, albeit with artificial aid. 59 Viability
is usually placed at about seven months (28 weeks) but may occur
earlier, even at 24 weeks. 60 The
Aristotelian theory of "mediate animation," that held sway
throughout the Middle Ages and the Renaissance in Europe, continued to
be official Roman Catholic dogma until the 19th century, despite
opposition to this "ensoulment" theory from those in the
Church who would recognize the existence of life from [410
U.S. 113, 161] the moment of conception. 61
The latter is now, of course, the official belief of the Catholic
Church. As one brief amicus discloses, this is a view strongly held by
many non-Catholics as well, and by many physicians. Substantial problems
for precise definition of this view are posed, however, by new
embryological data that purport to indicate that conception is a
"process" over time, rather than an event, and by new medical
techniques such as menstrual extraction, the "morning-after"
pill, implantation of embryos, artificial insemination, and even
artificial wombs. 62
In areas other than
criminal abortion, the law has been reluctant to endorse any theory that
life, as we recognize it, begins before live birth or to accord legal
rights to the unborn except in narrowly defined situations and except
when the rights are contingent upon live birth. For example, the
traditional rule of tort law denied recovery for prenatal injuries even
though the child was born alive. 63 That
rule has been changed in almost every jurisdiction. In most States,
recovery is said to be permitted only if the fetus was viable, or at
least quick, when the injuries were sustained, though few [410
U.S. 113, 162] courts have squarely so held. 64
In a recent development, generally opposed by the commentators, some
States permit the parents of a stillborn child to maintain an action for
wrongful death because of prenatal injuries. 65
Such an action, however, would appear to be one to vindicate the
parents' interest and is thus consistent with the view that the fetus,
at most, represents only the potentiality of life. Similarly, unborn
children have been recognized as acquiring rights or interests by way of
inheritance or other devolution of property, and have been represented
by guardians ad litem. 66 Perfection of
the interests involved, again, has generally been contingent upon live
birth. In short, the unborn have never been recognized in the law as
persons in the whole sense.
X
In view of all this, we
do not agree that, by adopting one theory of life, Texas may override
the rights of the pregnant woman that are at stake. We repeat, however,
that the State does have an important and legitimate interest in
preserving and protecting the health of the pregnant woman, whether she
be a resident of the State or a nonresident who seeks medical
consultation and treatment there, and that it has still another
important and legitimate interest in protecting the potentiality of
human life. These interests are separate and distinct. Each grows in
substantiality as the woman approaches [410
U.S. 113, 163] term and, at a point during
pregnancy, each becomes "compelling."
With respect to the
State's important and legitimate interest in the health of the mother,
the "compelling" point, in the light of present medical
knowledge, is at approximately the end of the first trimester. This is
so because of the now-established medical fact, referred to above at
149, that until the end of the first trimester mortality in abortion may
be less than mortality in normal childbirth. It follows that, from and
after this point, a State may regulate the abortion procedure to the
extent that the regulation reasonably relates to the preservation and
protection of maternal health. Examples of permissible state regulation
in this area are requirements as to the qualifications of the person who
is to perform the abortion; as to the licensure of that person; as to
the facility in which the procedure is to be performed, that is, whether
it must be a hospital or may be a clinic or some other place of
less-than-hospital status; as to the licensing of the facility; and the
like.
This means, on the other
hand, that, for the period of pregnancy prior to this
"compelling" point, the attending physician, in consultation
with his patient, is free to determine, without regulation by the State,
that, in his medical judgment, the patient's pregnancy should be
terminated. If that decision is reached, the judgment may be effectuated
by an abortion free of interference by the State.
With respect to the
State's important and legitimate interest in potential life, the
"compelling" point is at viability. This is so because the
fetus then presumably has the capability of meaningful life outside the
mother's womb. State regulation protective of fetal life after viability
thus has both logical and biological justifications. If the State is
interested in protecting fetal life after viability, it may go so far as
to proscribe abortion [410 U.S. 113,
164] during that period, except when it is
necessary to preserve the life or health of the mother.
Measured against these
standards, Art. 1196 of the Texas Penal Code, in restricting legal
abortions to those "procured or attempted by medical advice for the
purpose of saving the life of the mother," sweeps too broadly. The
statute makes no distinction between abortions performed early in
pregnancy and those performed later, and it limits to a single reason,
"saving" the mother's life, the legal justification for the
procedure. The statute, therefore, cannot survive the constitutional
attack made upon it here.
This conclusion makes it
unnecessary for us to consider the additional challenge to the Texas
statute asserted on grounds of vagueness. See United States v. Vuitch, 402
U.S., at 67 -72.
XI
To summarize and to
repeat:
1. A state criminal
abortion statute of the current Texas type, that excepts from
criminality only a life-saving procedure on behalf of the mother,
without regard to pregnancy stage and without recognition of the other
interests involved, is violative of the Due Process Clause of the
Fourteenth Amendment.
(a) For the stage prior
to approximately the end of the first trimester, the abortion decision
and its effectuation must be left to the medical judgment of the
pregnant woman's attending physician.
(b) For the stage
subsequent to approximately the end of the first trimester, the State,
in promoting its interest in the health of the mother, may, if it
chooses, regulate the abortion procedure in ways that are reasonably
related to maternal health.
(c) For the stage
subsequent to viability, the State in promoting its interest in the
potentiality of human life [410 U.S. 113,
165] may, if it chooses, regulate, and even
proscribe, abortion except where it is necessary, in appropriate medical
judgment, for the preservation of the life or health of the mother.
2. The State may define
the term "physician," as it has been employed in the preceding
paragraphs of this Part XI of this opinion, to mean only a physician
currently licensed by the State, and may proscribe any abortion by a
person who is not a physician as so defined.
In Doe v. Bolton, post,
p. 179, procedural requirements contained in one of the modern abortion
statutes are considered. That opinion and this one, of course, are to be
read together. 67
This holding, we feel,
is consistent with the relative weights of the respective interests
involved, with the lessons and examples of medical and legal history,
with the lenity of the common law, and with the demands of the profound
problems of the present day. The decision leaves the State free to place
increasing restrictions on abortion as the period of pregnancy
lengthens, so long as those restrictions are tailored to the recognized
state interests. The decision vindicates the right of the physician to
administer medical treatment according to his professional judgment up
to the points where important [410 U.S.
113, 166] state interests provide compelling
justifications for intervention. Up to those points, the abortion
decision in all its aspects is inherently, and primarily, a medical
decision, and basic responsibility for it must rest with the physician.
If an individual practitioner abuses the privilege of exercising proper
medical judgment, the usual remedies, judicial and intra-professional,
are available.
XII
Our conclusion that Art.
1196 is unconstitutional means, of course, that the Texas abortion
statutes, as a unit, must fall. The exception of Art. 1196 cannot be
struck down separately, for then the State would be left with a statute
proscribing all abortion procedures no matter how medically urgent the
case.
Although the District
Court granted appellant Roe declaratory relief, it stopped short of
issuing an injunction against enforcement of the Texas statutes. The
Court has recognized that different considerations enter into a federal
court's decision as to declaratory relief, on the one hand, and
injunctive relief, on the other. Zwickler v. Koota, 389
U.S. 241, 252 -255 (1967); Dombrowski v. Pfister, 380
U.S. 479 (1965). We are not dealing with a statute that, on its
face, appears to abridge free expression, an area of particular concern
under Dombrowski and refined in Younger v. Harris, 401
U.S., at 50 .
We find it unnecessary
to decide whether the District Court erred in withholding injunctive
relief, for we assume the Texas prosecutorial authorities will give full
credence to this decision that the present criminal abortion statutes of
that State are unconstitutional.
The judgment of the
District Court as to intervenor Hallford is reversed, and Dr. Hallford's
complaint in intervention is dismissed. In all other respects, the
judgment [410 U.S. 113, 167]
of the District Court is affirmed. Costs are allowed to the
appellee.
[For concurring opinion of
MR. CHIEF JUSTICE BURGER, see post, p. 207.]
[For concurring opinion
of MR. JUSTICE DOUGLAS, see post, p. 209.]
[For dissenting opinion
of MR. JUSTICE WHITE, see post, p. 221.]
Footnotes
[ Footnote
1 ] "Article 1191. Abortion
"If any person shall
designedly administer to a pregnant woman or knowingly procure to be
administered with her consent any drug or medicine, or shall use
towards her any violence or means whatever externally or internally
applied, and thereby procure an abortion, he shall be confined in the
penitentiary not less than two nor more than five years; if it be done
without her consent, the punishment shall be doubled. By `abortion' is
meant that the life of the fetus or embryo shall be destroyed in the
woman's womb or that a premature birth thereof be caused.
"Art. 1192.
Furnishing the means
"Whoever furnishes
the means for procuring an abortion knowing the purpose intended is
guilty as an accomplice.
"Art. 1193. Attempt
at abortion
"If the means used
shall fail to produce an abortion, the offender is nevertheless guilty
of an attempt to produce abortion, provided [410
U.S. 113, 118] it be shown that such means were
calculated to produce that result, and shall be fined not less than
one hundred nor more than one thousand dollars.
"Art. 1194. Murder
in producing abortion
"If the death of the
mother is occasioned by an abortion so produced or by an attempt to
effect the same it is murder."
"Art. 1196. By
medical advice
"Nothing in this
chapter applies to an abortion procured or attempted by medical advice
for the purpose of saving the life of the mother."
The foregoing Articles,
together with Art. 1195, compose Chapter 9 of Title 15 of the Penal
Code. Article 1195, not attacked here, reads:
"Art. 1195.
Destroying unborn child
"Whoever shall
during parturition of the mother destroy the vitality or life in a
child in a state of being born and before actual birth, which child
would otherwise have been born alive, shall be confined in the
penitentiary for life or for not less than five years."
[ Footnote
2 ] Ariz. Rev. Stat. Ann. 13-211 (1956); Conn. Pub. Act No. 1 (May
1972 special session) (in 4 Conn. Leg. Serv. 677 (1972)), and Conn. Gen.
Stat. Rev. 53-29, 53-30 (1968) (or unborn child); Idaho Code 18-601
(1948); Ill. Rev. Stat., c. 38, 23-1 (1971); Ind. Code 35-1-58-1 (1971);
Iowa Code 701.1 (1971); Ky. Rev. Stat. 436.020 (1962); La. Rev. Stat.
37:1285 (6) (1964) (loss of medical license) (but see 14:87 (Supp. 1972)
containing no exception for the life of the mother under the criminal
statute); Me. Rev. Stat. Ann., Tit. 17, 51 (1964); Mass. Gen. Laws Ann.,
c. 272, 19 (1970) (using the term "unlawfully," construed to
exclude an abortion to save the mother's life, Kudish v. Bd. of
Registration, 356 Mass. 98, 248 N. E. 2d 264 (1969)); Mich. Comp. Laws
750.14 (1948); Minn. Stat. 617.18 (1971); Mo. Rev. Stat. 559.100 (1969);
Mont. Rev. Codes Ann. 94-401 (1969); Neb. Rev. Stat. 28-405 (1964); Nev.
Rev. Stat. 200.220 (1967); N. H. Rev. Stat. Ann. 585:13 (1955); N. J.
Stat. Ann. 2A:87-1 (1969) ("without lawful justification"); N.
D. Cent. Code 12-25-01, 12-25-02 (1960); Ohio Rev. Code Ann. 2901.16
(1953); Okla. Stat. Ann., Tit. 21, 861 (1972-1973 Supp.); Pa. Stat.
Ann., Tit. 18, [410 U.S. 113, 119]
4718, 4719 (1963) ("unlawful"); R. I. Gen. Laws Ann.
11-3-1 (1969); S. D. Comp. Laws Ann. 22-17-1 (1967); Tenn. Code Ann.
39-301, 39-302 (1956); Utah Code Ann. 76-2-1, 76-2-2 (1953); Vt. Stat.
Ann., Tit. 13, 101 (1958); W. Va. Code Ann. 61-2-8 (1966); Wis. Stat.
940.04 (1969); Wyo. Stat. Ann. 6-77, 6-78 (1957).
[ Footnote
3 ] Long ago, a suggestion was made that the Texas statutes were
unconstitutionally vague because of definitional deficiencies. The Texas
Court of Criminal Appeals disposed of that suggestion peremptorily,
saying only,
"It is also insisted
in the motion in arrest of judgment that the statute is
unconstitutional and void in that it does not sufficiently define or
describe the offense of abortion. We do not concur in respect to this
question." Jackson v. State, 55 Tex. Cr. R. 79, 89, 115 S. W.
262, 268 (1908).
The same court recently has
held again that the State's abortion statutes are not unconstitutionally
vague or overbroad. Thompson v. State (Ct. Crim. App. Tex. 1971), appeal
docketed, No. 71-1200. The court held that "the State of Texas has
a compelling interest to protect fetal life"; that Art. 1191
"is designed to protect fetal life"; that the Texas homicide
statutes, particularly Art. 1205 of the Penal Code, are intended to
protect a person "in existence by actual birth" and thereby
implicitly recognize other human life that is not "in existence by
actual birth"; that the definition of human life is for the
legislature and not the courts; that Art. 1196 "is more definite
than the District of Columbia statute upheld in [United States v.]
Vuitch" ( 402
U.S. 62 ); and that the Texas statute "is [410
U.S. 113, 120] not vague and indefinite or
overbroad." A physician's abortion conviction was affirmed.
In Thompson, n. 2, the
court observed that any issue as to the burden of proof under the
exemption of Art. 1196 "is not before us." But see Veevers v.
State, 172 Tex. Cr. R. 162, 168-169, 354 S. W. 2d 161, 166-167 (1962).
Cf. United States v. Vuitch, 402
U.S. 62, 69 -71 (1971).
[ Footnote
4 ] The name is a pseudonym.
[ Footnote
5 ] These names are pseudonyms.
[ Footnote
6 ] The appellee twice states in his brief that the hearing before
the District Court was held on July 22, 1970. Brief for Appellee 13. The
docket entries, App. 2, and the transcript, App. 76, reveal this to be
an error. The July date appears to be the time of the reporter's
transcription. See App. 77.
[ Footnote
7 ] We need not consider what different result, if any, would follow
if Dr. Hallford's intervention were on behalf of a class. His complaint
in intervention does not purport to assert a class suit and makes no
reference to any class apart from an allegation that he "and others
similarly situated" must necessarily guess at the meaning of Art.
1196. His application for leave to intervene goes somewhat further, for
it asserts that plaintiff Roe does not adequately protect the interest
of the doctor "and the class of people who are physicians . . .
[and] the class of people who are . . . patients . . . ." The leave
application, however, is not the complaint. Despite the District Court's
statement to the contrary, 314 F. Supp., at 1225, we fail to perceive
the essentials of a class suit in the Hallford complaint.
[ Footnote
8 ] A. Castiglioni, A History of Medicine 84 (2d ed. 1947), E.
Krumbhaar, translator and editor (hereinafter Castiglioni).
[ Footnote
9 ] J. Ricci, The Genealogy of Gynaecology 52, 84, 113, 149 (2d ed.
1950) (hereinafter Ricci); L. Lader, Abortion 75-77 (1966) (hereinafter
Lader); K. Niswander, Medical Abortion Practices in the United States,
in Abortion and the Law 37, 38-40 (D. Smith ed. 1967); G. Williams, The
Sanctity of Life and the Criminal Law 148 (1957) (hereinafter Williams);
J. Noonan, An Almost Absolute Value in History, in The Morality of
Abortion 1, 3-7 (J. Noonan ed. 1970) (hereinafter Noonan); Quay,
Justifiable Abortion - Medical and Legal Foundations (pt. 2), 49 Geo. L.
J. 395, 406-422 (1961) (hereinafter Quay).
[ Footnote
10 ] L. Edelstein, The Hippocratic Oath 10 (1943) (hereinafter
Edelstein). But see Castiglioni 227.
[ Footnote
11 ] Edelstein 12; Ricci 113-114, 118-119; Noonan 5.
[ Footnote
12 ] Edelstein 13-14.
[ Footnote
13 ] Castiglioni 148.
[ Footnote
14 ] Id., at 154.
[ Footnote
15 ] Edelstein 3.
[ Footnote
16 ] Id., at 12, 15-18.
[ Footnote
17 ] Id., at 18; Lader 76.
[ Footnote
18 ] Edelstein 63.
[ Footnote
19 ] Id., at 64.
[ Footnote
20 ] Dorland's Illustrated Medical Dictionary 1261 (24th ed. 1965).
[ Footnote
21 ] E. Coke, Institutes III *50; 1 W. Hawkins, Pleas of the Crown,
c. 31, 16 (4th ed. 1762); 1 W. Blackstone, Commentaries *129-130; M.
Hale, Pleas of the Crown 433 (1st Amer. ed. 1847). For discussions of
the role of the quickening concept in English common law, see Lader 78;
Noonan 223-226; Means, The Law of New [410
U.S. 113, 133] York Concerning Abortion and the
Status of the Foetus, 1664-1968: A Case of Cessation of
Constitutionality (pt. 1), 14 N. Y. L. F. 411, 418-428 (1968)
(hereinafter Means I); Stern, Abortion: Reform and the Law, 59 J. Crim.
L. C. & P. S. 84 (1968) (hereinafter Stern); Quay 430-432; Williams
152.
[ Footnote
22 ] Early philosophers believed that the embryo or fetus did not
become formed and begin to live until at least 40 days after conception
for a male, and 80 to 90 days for a female. See, for example, Aristotle,
Hist. Anim. 7.3.583b; Gen. Anim. 2.3.736, 2.5.741; Hippocrates, Lib. de
Nat. Puer., No. 10. Aristotle's thinking derived from his three-stage
theory of life: vegetable, animal, rational. The vegetable stage was
reached at conception, the animal at "animation," and the
rational soon after live birth. This theory, together with the 40/80 day
view, came to be accepted by early Christian thinkers.
The theological debate
was reflected in the writings of St. Augustine, who made a distinction
between embryo inanimatus, not yet endowed with a soul, and embryo
animatus. He may have drawn upon Exodus 21:22. At one point, however, he
expressed the view that human powers cannot determine the point during
fetal development at which the critical change occurs. See Augustine, De
Origine Animae 4.4 (Pub. Law 44.527). See also W. Reany, The Creation of
the Human Soul, c. 2 and 83-86 (1932); Huser, The Crime of Abortion in
Canon Law 15 (Catholic Univ. of America, Canon Law Studies No. 162,
Washington, D.C., 1942).
Galen, in three
treatises related to embryology, accepted the thinking of Aristotle and
his followers. Quay 426-427. Later, Augustine on abortion was
incorporated by Gratian into the Decretum, published about 1140.
Decretum Magistri Gratiani 2.32.2.7 to 2.32.2.10, [410
U.S. 113, 134] in 1 Corpus Juris Canonici 1122,
1123 (A. Friedburg, 2d ed. 1879). This Decretal and the Decretals that
followed were recognized as the definitive body of canon law until the
new Code of 1917.
For discussions of the
canon-law treatment, see Means I, pp. 411-412; Noonan 20-26; Quay
426-430; see also J. Noonan, Contraception: A History of Its Treatment
by the Catholic Theologians and Canonists 18-29 (1965).
[ Footnote
23 ] Bracton took the position that abortion by blow or poison was
homicide "if the foetus be already formed and animated, and
particularly if it be animated." 2 H. Bracton, De Legibus et
Consuetudinibus Angliae 279 (T. Twiss ed. 1879), or, as a later
translation puts it, "if the foetus is already formed or quickened,
especially if it is quickened," 2 H. Bracton, On the Laws and
Customs of England 341 (S. Thorne ed. 1968). See Quay 431; see also 2
Fleta 60-61 (Book 1, c. 23) (Selden Society ed. 1955).
[ Footnote
24 ] E. Coke, Institutes III *50.
[ Footnote
25 ] 1 W. Blackstone, Commentaries *129-130.
[ Footnote
26 ] Means, The Phoenix of Abortional Freedom: Is a Penumbral or
Ninth-Amendment Right About to Arise from the Nineteenth-Century
Legislative Ashes of a Fourteenth-Century Common-Law Liberty?, 17 N. Y.
L. F. 335 (1971) (hereinafter Means II). The author examines the two
principal precedents cited marginally by Coke, both contrary to his
dictum, and traces the treatment of these and other cases by earlier
commentators. He concludes that Coke, who himself participated as an
advocate in an abortion case in 1601, may have intentionally misstated
the law. The author even suggests a reason: Coke's strong feelings
against abortion, coupled with his determination to assert common-law
(secular) jurisdiction to assess penalties for an offense that
traditionally had been an exclusively ecclesiastical or canon-law crime.
See also Lader 78-79, who notes that some scholars doubt that the common
law ever was applied to abortion; that the English ecclesiastical courts
seem to have lost interest in the problem after 1527; and that the
preamble to the English legislation of 1803, 43 Geo. 3, c. 58, 1,
referred to in the text, infra, at 136, states that "no adequate
means have been hitherto provided for the prevention and punishment of
such offenses."
[ Footnote
27 ] Commonwealth v. Bangs, 9 Mass. 387, 388 (1812); Commonwealth v.
Parker, 50 Mass. (9 Metc.) 263, 265-266 (1845); State v. Cooper, 22 N.
J. L. 52, 58 (1849); Abrams v. Foshee, 3 Iowa 274, 278-280 (1856); Smith
v. Gaffard, 31 Ala. 45, 51 (1857); Mitchell v. Commonwealth, 78 Ky. 204,
210 (1879); Eggart v. State, 40 Fla. [410
U.S. 113, 136] 527, 532, 25 So. 144, 145 (1898);
State v. Alcorn, 7 Idaho 599, 606, 64 P. 1014, 1016 (1901); Edwards v.
State, 79 Neb. 251, 252, 112 N. W. 611, 612 (1907); Gray v. State, 77
Tex. Cr. R. 221, 224, 178 S. W. 337, 338 (1915); Miller v. Bennett, 190
Va. 162, 169, 56 S. E. 2d 217, 221 (1949). Contra, Mills v.
Commonwealth, 13 Pa. 631, 633 (1850); State v. Slagle, 83 N.C. 630, 632
(1880).
[ Footnote
28 ] See Smith v. State, 33 Me. 48, 55 (1851); Evans v. People, 49
N. Y. 86, 88 (1872); Lamb v. State, 67 Md. 524, 533, 10 A. 208 (1887).
[ Footnote
29 ] Conn. Stat., Tit. 20, 14 (1821).
[ Footnote
30 ] Conn. Pub. Acts, c. 71, 1 (1860).
[ Footnote
31 ] N. Y. Rev. Stat., pt. 4, c. 1, Tit. 2, Art. 1, 9, p. 661, and
Tit. 6, 21, p. 694 (1829).
[ Footnote
32 ] Act of Jan. 20, 1840, 1, set forth in 2 H. Gammel, Laws of
Texas 177-178 (1898); see Grigsby v. Reib, 105 Tex. 597, 600, 153 S. W.
1124, 1125 (1913).
[ Footnote
33 ] The early statutes are discussed in Quay 435-438. See also
Lader 85-88; Stern 85-86; and Means II 375-376.
[ Footnote
34 ] Criminal abortion statutes in effect in the States as of 1961,
together with historical statutory development and important judicial
interpretations of the state statutes, are cited and quoted in Quay
447-520. See Comment, A Survey of the Present Statutory and Case Law on
Abortion: The Contradictions and the Problems, 1972 U. Ill. L. F. 177,
179, classifying the abortion statutes and listing 25 States as
permitting abortion only if necessary to save or preserve the mother's
life.
[ Footnote
35 ] Ala. Code, Tit. 14, 9 (1958); D.C. Code Ann. 22-201 (1967).
[ Footnote
36 ] Mass. Gen. Laws Ann., c. 272, 19 (1970); N. J. Stat. Ann.
2A:87-1 (1969); Pa. Stat. Ann., Tit. 18, 4718, 4719 (1963).
[ Footnote
37 ] Fourteen States have adopted some form of the ALI statute. See
Ark. Stat. Ann. 41-303 to 41-310 (Supp. 1971); Calif. Health &
Safety Code 25950-25955.5 (Supp. 1972); Colo. Rev. Stat. Ann. 40-2-50 to
40-2-53 (Cum. Supp. 1967); Del. Code Ann., Tit. 24, 1790-1793 (Supp.
1972); Florida Law of Apr. 13, 1972, c. 72-196, 1972 Fla. Sess. Law Serv.,
pp. 380-382; Ga. Code 26-1201 to 26-1203 (1972); Kan. Stat. Ann. 21-3407
(Supp. 1971); Md. Ann. Code, Art. 43, 137-139 (1971); Miss. Code Ann.
2223 (Supp. 1972); N. M. Stat. Ann. 40A-5-1 to 40A-5-3 (1972); N.C. Gen.
Stat. 14-45.1 (Supp. 1971); Ore. Rev. Stat. 435.405 to 435.495 (1971);
S. C. Code Ann. 16-82 to 16-89 (1962 and Supp. 1971); Va. Code Ann.
18.1-62 to 18.1-62.3 (Supp. 1972). Mr. Justice Clark described some of
these States as having "led the way." Religion, Morality, and
Abortion: A Constitutional Appraisal, 2 Loyola U. (L. A.) L. Rev. 1, 11
(1969).
By the end of 1970, four
other States had repealed criminal penalties for abortions performed in
early pregnancy by a licensed physician, subject to stated procedural
and health requirements. Alaska Stat. 11.15.060 (1970); Haw. Rev. Stat.
453-16 (Supp. 1971); N. Y. Penal Code 125.05, subd. 3 (Supp. 1972-1973);
Wash. Rev. Code 9.02.060 to 9.02.080 (Supp. 1972). The precise status of
criminal abortion laws in some States is made unclear by recent
decisions in state and federal courts striking down existing state laws,
in whole or in part.
[ Footnote
38 ] "Whereas, Abortion, like any other medical procedure,
should not be performed when contrary to the best interests of the
patient [410 U.S. 113, 144]
since good medical practice requires due consideration for the
patient's welfare and not mere acquiescence to the patient's demand; and
"Whereas, The
standards of sound clinical judgment, which, together with informed
patient consent should be determinative according to the merits of
each individual case; therefore be it
"RESOLVED, That
abortion is a medical procedure and should be performed only by a duly
licensed physician and surgeon in an accredited hospital acting only
after consultation with two other physicians chosen because of their
professional competency and in conformance with standards of good
medical practice and the Medical Practice Act of his State; and be it
further
"RESOLVED, That no
physician or other professional personnel shall be compelled to
perform any act which violates his good medical judgment. Neither
physician, hospital, nor hospital personnel shall be required to
perform any act violative of personally-held moral principles. In
these circumstances good medical practice requires only that the
physician or other professional personnel withdraw from the case so
long as the withdrawal is consistent with good medical practice."
Proceedings of the AMA House of Delegates 220 (June 1970).
[ Footnote
39 ] "The Principles of Medical Ethics of the AMA do not
prohibit a physician from performing an abortion that is performed in
accordance with good medical practice and under circumstances that do
not violate the laws of the community in which he practices.
"In the matter of
abortions, as of any other medical procedure, the Judicial Council
becomes involved whenever there is alleged violation of the Principles
of Medical Ethics as established by the House of Delegates."
[ Footnote
40 ] "UNIFORM ABORTION ACT
"SECTION 1.
[Abortion Defined; When Authorized.]
"(a) `Abortion'
means the termination of human pregnancy with an intention other than
to produce a live birth or to remove a dead fetus.
"(b) An abortion may
be performed in this state only if it is performed:
"(1) by a physician
licensed to practice medicine [or osteopathy] in this state or by a
physician practicing medicine [or osteopathy] in the employ of the
government of the United States or of this state, [and the abortion is
performed [in the physician's office or in a medical clinic, or] in a
hospital approved by the [Department of Health] or operated by the
United States, this state, or any department, agency, or political
subdivision of either;] or by a female upon herself upon the advice of
the physician; and
"(2) within 20.
weeks after the commencement of the pregnancy [or after 20. weeks only
if the physician has reasonable cause to believe (i) there is a
substantial risk that continuance of the pregnancy would endanger the
life of the mother or would gravely impair the physical or mental
health of the mother, (ii) that the child would be born with grave
physical or mental defect, or (iii) that [410
U.S. 113, 147] the pregnancy resulted from rape
or incest, or illicit intercourse with a girl under the age of 16
years].
"SECTION 2.
[Penalty.] Any person who performs or procures an abortion other than
authorized by this Act is guilty of a [felony] and, upon conviction
thereof, may be sentenced to pay a fine not exceeding [$1,000] or to
imprisonment [in the state penitentiary] not exceeding [5 years], or
both.
"SECTION 3.
[Uniformity of Interpretation.] This Act shall be construed to
effectuate its general purpose to make uniform the law with respect to
the subject of this Act among those states which enact it.
"SECTION 4. [Short
Title.] This Act may be cited as the Uniform Abortion Act.
"SECTION 5.
[Severability.] If any provision of this Act or the application
thereof to any person or circumstance is held invalid, the invalidity
does not affect other provisions or applications of this Act which can
be given effect without the invalid provision or application, and to
this end the provisions of this Act are severable.
"SECTION 6.
[Repeal.] The following acts and parts of acts are repealed: "(1)
"(2) "(3)
"SECTION 7. [Time of
Taking Effect.] This Act shall take effect ________________."
[ Footnote
41 ] "This Act is based largely upon the New York abortion act
following a review of the more recent laws on abortion in several states
and upon recognition of a more liberal trend in laws on this subject.
Recognition was given also to the several decisions in state and federal
courts which show a further trend toward liberalization of abortion
laws, especially during the first trimester of pregnancy.
"Recognizing that a
number of problems appeared in New York, a shorter time period for
`unlimited' abortions was advisable. The [410
U.S. 113, 148] time period was bracketed to
permit the various states to insert a figure more in keeping with the
different conditions that might exist among the states. Likewise, the
language limiting the place or places in which abortions may be
performed was also bracketed to account for different conditions among
the states. In addition, limitations on abortions after the initial
`unlimited' period were placed in brackets so that individual states
may adopt all or any of these reasons, or place further restrictions
upon abortions after the initial period.
"This Act does not
contain any provision relating to medical review committees or
prohibitions against sanctions imposed upon medical personnel refusing
to participate in abortions because of religious or other similar
reasons, or the like. Such provisions, while related, do not directly
pertain to when, where, or by whom abortions may be performed;
however, the Act is not drafted to exclude such a provision by a state
wishing to enact the same."
[ Footnote
42 ] See, for example, YWCA v. Kugler, 342 F. Supp. 1048, 1074 (N.
J. 1972); Abele v. Markle, 342 F. Supp. 800, 805-806 (Conn. 1972)
(Newman, J., concurring in result), appeal docketed, No. 72-56;
Walsingham v. State, 250 So.2d 857, 863 (Ervin, J., concurring) (Fla.
1971); State v. Gedicke, 43 N. J. L. 86, 90 (1881); Means II 381-382.
[ Footnote
43 ] See C. Haagensen & W. Lloyd, A Hundred Years of Medicine 19
(1943).
[ Footnote
44 ] Potts, Postconceptive Control of Fertility, 8 Int'l J. of G.
& O. 957, 967 (1970) (England and Wales); Abortion Mortality, 20
Morbidity and Mortality 208, 209 (June 12, 1971) (U.S. Dept. of HEW,
Public Health Service) (New York City); Tietze, United States:
Therapeutic Abortions, 1963-1968, 59 Studies in Family Planning 5, 7
(1970); Tietze, Mortality with Contraception and Induced Abortion, 45
Studies in Family Planning 6 (1969) (Japan, Czechoslovakia, Hungary);
Tietze & Lehfeldt, Legal Abortion in Eastern Europe, 175 J. A. M. A.
1149, 1152 (April 1961). Other sources are discussed in Lader 17-23.
[ Footnote
45 ] See Brief of Amicus National Right to Life Committee; R. Drinan,
The Inviolability of the Right to be Born, in Abortion and the Law 107
(D. Smith ed. 1967); Louisell, Abortion, The Practice of Medicine and
the Due Process of Law, 16 U. C. L. A. L. Rev. 233 (1969); Noonan 1.
[ Footnote
46 ] See, e. g., Abele v. Markle, 342 F. Supp. 800 (Conn. 1972),
appeal docketed, No. 72-56.
[ Footnote
47 ] See discussions in Means I and Means II.
[ Footnote
48 ] See, e. g., State v. Murphy, 27 N. J. L. 112, 114 (1858).
[ Footnote
49 ] Watson v. State, 9 Tex. App. 237, 244-245 (1880); Moore v.
State, 37 Tex. Cr. R. 552, 561, 40 S. W. 287, 290 (1897); Shaw v. State,
73 Tex. Cr. R. 337, 339, 165 S. W. 930, 931 (1914); Fondren v. State, 74
Tex. Cr. R. 552, 557, 169 S. W. 411, 414 (1914); Gray v. State, 77 Tex.
Cr. R. 221, 229, 178 S. W. 337, 341 (1915). There is no immunity in
Texas for the father who is not married to the mother. Hammett v. State,
84 Tex. Cr. R. 635, 209 S. W. 661 (1919); Thompson v. State (Ct. Crim.
App. Tex. 1971), appeal docketed, No. 71-1200.
[ Footnote
50 ] See Smith v. State, 33 Me., at 55; In re Vince, 2 N. J. 443,
450, 67 A. 2d 141, 144 (1949). A short discussion of the modern law on
this issue is contained in the Comment to the ALI's Model Penal Code
207.11, at 158 and nn. 35-37 (Tent. Draft No. 9, 1959).
[ Footnote
51 ] Tr. of Oral Rearg. 20-21.
[ Footnote
52 ] Tr. of Oral Rearg. 24.
[ Footnote
53 ] We are not aware that in the taking of any census under this
clause, a fetus has ever been counted.
[ Footnote
54 ] When Texas urges that a fetus is entitled to Fourteenth
Amendment protection as a person, it faces a dilemma. Neither in Texas
nor in any other State are all abortions prohibited. Despite broad
proscription, an exception always exists. The exception contained [410
U.S. 113, 158] in Art. 1196, for an abortion
procured or attempted by medical advice for the purpose of saving the
life of the mother, is typical. But if the fetus is a person who is not
to be deprived of life without due process of law, and if the mother's
condition is the sole determinant, does not the Texas exception appear
to be out of line with the Amendment's command?
There are other
inconsistencies between Fourteenth Amendment status and the typical
abortion statute. It has already been pointed out, n. 49, supra, that in
Texas the woman is not a principal or an accomplice with respect to an
abortion upon her. If the fetus is a person, why is the woman not a
principal or an accomplice? Further, the penalty for criminal abortion
specified by Art. 1195 is significantly less than the maximum penalty
for murder prescribed by Art. 1257 of the Texas Penal Code. If the fetus
is a person, may the penalties be different?
[ Footnote
55 ] Cf. the Wisconsin abortion statute, defining "unborn
child" to mean "a human being from the time of conception
until it is born alive," Wis. Stat. 940.04 (6) (1969), and the new
Connecticut Statute, Pub. Act No. 1 (May 1972 special session),
declaring it to be the public policy of the State and the legislative
intent "to protect and preserve human life from the moment of
conception."
[ Footnote
56 ] Edelstein 16.
[ Footnote
57 ] Lader 97-99; D. Feldman, Birth Control in Jewish Law 251-294
(1968). For a stricter view, see I. Jakobovits, Jewish Views on
Abortion, in Abortion and the Law 124 (D. Smith ed. 1967).
[ Footnote
58 ] Amicus Brief for the American Ethical Union et al. For the
position of the National Council of Churches and of other denominations,
see Lader 99-101.
[ Footnote
59 ] L. Hellman & J. Pritchard, Williams Obstetrics 493 (14th
ed. 1971); Dorland's Illustrated Medical Dictionary 1689 (24th ed.
1965).
[ Footnote
60 ] Hellman & Pritchard, supra, n. 59, at 493.
[ Footnote
61 ] For discussions of the development of the Roman Catholic
position, see D. Callahan, Abortion: Law, Choice, and Morality 409-447
(1970); Noonan 1.
[ Footnote
62 ] See Brodie, The New Biology and the Prenatal Child, 9 J. Family
L. 391, 397 (1970); Gorney, The New Biology and the Future of Man, 15 U.
C. L. A. L. Rev. 273 (1968); Note, Criminal Law - Abortion - The
"Morning-After Pill" and Other Pre-Implantation Birth-Control
Methods and the Law, 46 Ore. L. Rev. 211 (1967); G. Taylor, The
Biological Time Bomb 32 (1968); A. Rosenfeld, The Second Genesis 138-139
(1969); Smith, Through a Test Tube Darkly: Artificial Insemination and
the Law, 67 Mich. L. Rev. 127 (1968): Note, Artificial Insemination and
the Law, 1968 U. Ill. L. F. 203.
[ Footnote
63 ] W. Prosser, The Law of Torts 335-338 (4th ed. 1971); 2 F.
Harper & F. James, The Law of Torts 1028-1031 (1956); Note, 63 Harv.
L. Rev. 173 (1949).
[ Footnote
64 ] See cases cited in Prosser, supra, n. 63, at 336-338;
Annotation, Action for Death of Unborn Child, 15 A. L. R. 3d 992 (1967).
[ Footnote
65 ] Prosser, supra, n. 63, at 338; Note, The Law and the Unborn
Child: The Legal and Logical Inconsistencies, 46 Notre Dame Law. 349,
354-360 (1971).
[ Footnote
66 ] Louisell, Abortion, The Practice of Medicine and the Due
Process of Law, 16 U. C. L. A. L. Rev. 233, 235-238 (1969); Note, 56
Iowa L. Rev. 994, 999-1000 (1971); Note, The Law and the Unborn Child,
46 Notre Dame Law. 349, 351-354 (1971).
[ Footnote
67 ] Neither in this opinion nor in Doe v. Bolton, post, p. 179, do
we discuss the father's rights, if any exist in the constitutional
context, in the abortion decision. No paternal right has been asserted
in either of the cases, and the Texas and the Georgia statutes on their
face take no cognizance of the father. We are aware that some statutes
recognize the father under certain circumstances. North Carolina, for
example, N.C. Gen. Stat. 14-45.1 (Supp. 1971), requires written
permission for the abortion from the husband when the woman is a married
minor, that is, when she is less than 18 years of age, 41 N.C. A. G. 489
(1971); if the woman is an unmarried minor, written permission from the
parents is required. We need not now decide whether provisions of this
kind are constitutional.
MR. JUSTICE STEWART,
concurring.
In 1963, this Court, in
Ferguson v. Skrupa, 372
U.S. 726 , purported to sound the death knell for the doctrine of
substantive due process, a doctrine under which many state laws had in
the past been held to violate the Fourteenth Amendment. As Mr. Justice
Black's opinion for the Court in Skrupa put it: "We have returned
to the original constitutional proposition that courts do not substitute
their social and economic beliefs for the judgment of legislative
bodies, who are elected to pass laws." Id., at 730. 1
Barely two years later,
in Griswold v. Connecticut, 381
U.S. 479 , the Court held a Connecticut birth control law
unconstitutional. In view of what had been so recently said in Skrupa,
the Court's opinion in Griswold understandably did its best to avoid
reliance on the Due Process Clause of the Fourteenth Amendment as the
ground for decision. Yet, the Connecticut law did not violate any
provision of the Bill of Rights, nor any other specific provision of the
Constitution. 2 So it was clear [410
U.S. 113, 168] to me then, and it is equally
clear to me now, that the Griswold decision can be rationally understood
only as a holding that the Connecticut statute substantively invaded the
"liberty" that is protected by the Due Process Clause of the
Fourteenth Amendment. 3 As so understood,
Griswold stands as one in a long line of pre-Skrupa cases decided under
the doctrine of substantive due process, and I now accept it as such.
"In a Constitution
for a free people, there can be no doubt that the meaning of `liberty'
must be broad indeed." Board of Regents v. Roth, 408
U.S. 564, 572 . The Constitution nowhere mentions a specific right
of personal choice in matters of marriage and family life, but the
"liberty" protected by the Due Process Clause of the
Fourteenth Amendment covers more than those freedoms explicitly named
in the Bill of Rights. See Schware v. Board of Bar Examiners, 353
U.S. 232, 238 -239; Pierce v. Society of Sisters, 268
U.S. 510, 534 -535; Meyer v. Nebraska, 262
U.S. 390, 399 -400. Cf. Shapiro v. Thompson, 394
U.S. 618, 629 -630; United States v. Guest, 383
U.S. 745, 757 -758; Carrington v. Rash, 380
U.S. 89, 96 ; Aptheker v. Secretary of State, 378
U.S. 500, 505 ; Kent v. Dulles, 357
U.S. 116, 127 ; Bolling v. Sharpe, 347
U.S. 497, 499 -500; Truax v. Raich, 239
U.S. 33, 41 . [410 U.S. 113, 169]
As Mr. Justice Harlan once
wrote: "[T]he full scope of the liberty guaranteed by the Due
Process Clause cannot be found in or limited by the precise terms of the
specific guarantees elsewhere provided in the Constitution. This
`liberty' is not a series of isolated points pricked out in terms of the
taking of property; the freedom of speech, press, and religion; the
right to keep and bear arms; the freedom from unreasonable searches and
seizures; and so on. It is a rational continuum which, broadly speaking,
includes a freedom from all substantial arbitrary impositions and
purposeless restraints . . . and which also recognizes, what a
reasonable and sensitive judgment must, that certain interests require
particularly careful scrutiny of the state needs asserted to justify
their abridgment." Poe v. Ullman, 367
U.S. 497, 543 (opinion dissenting from dismissal of appeal)
(citations omitted). In the words of Mr. Justice Frankfurter,
"Great concepts like . . . `liberty' . . . were purposely left to
gather meaning from experience. For they relate to the whole domain of
social and economic fact, and the statesmen who founded this Nation knew
too well that only a stagnant society remains unchanged." National
Mutual Ins. Co. v. Tidewater Transfer Co., 337
U.S. 582, 646 (dissenting opinion).
Several decisions of
this Court make clear that freedom of personal choice in matters of
marriage and family life is one of the liberties protected by the Due
Process Clause of the Fourteenth Amendment. Loving v. Virginia, 388
U.S. 1, 12 ; Griswold v. Connecticut, supra; Pierce v. Society of
Sisters, supra; Meyer v. Nebraska, supra. See also Prince v.
Massachusetts, 321
U.S. 158, 166 ; Skinner v. Oklahoma, 316
U.S. 535, 541 . As recently as last Term, in Eisenstadt v. Baird, 405
U.S. 438, 453 , we recognized "the right of the individual,
married or single, to be free from unwarranted governmental intrusion
into matters so fundamentally affecting a person [410
U.S. 113, 170] as the decision whether to bear or
beget a child." That right necessarily includes the right of a
woman to decide whether or not to terminate her pregnancy.
"Certainly the interests of a woman in giving of her physical and
emotional self during pregnancy and the interests that will be affected
throughout her life by the birth and raising of a child are of a far
greater degree of significance and personal intimacy than the right to
send a child to private school protected in Pierce v. Society of
Sisters, 268
U.S. 510 (1925), or the right to teach a foreign language protected
in Meyer v. Nebraska, 262
U.S. 390 (1923)." Abele v. Markle, 351 F. Supp. 224, 227 (Conn.
1972).
Clearly, therefore, the
Court today is correct in holding that the right asserted by Jane Roe is
embraced within the personal liberty protected by the Due Process Clause
of the Fourteenth Amendment.
It is evident that the
Texas abortion statute infringes that right directly. Indeed, it is
difficult to imagine a more complete abridgment of a constitutional
freedom than that worked by the inflexible criminal statute now in force
in Texas. The question then becomes whether the state interests advanced
to justify this abridgment can survive the "particularly careful
scrutiny" that the Fourteenth Amendment here requires.
The asserted state
interests are protection of the health and safety of the pregnant woman,
and protection of the potential future human life within her. These are
legitimate objectives, amply sufficient to permit a State to regulate
abortions as it does other surgical procedures, and perhaps sufficient
to permit a State to regulate abortions more stringently or even to
prohibit them in the late stages of pregnancy. But such legislation is
not before us, and I think the Court today has thoroughly demonstrated
that these state interests cannot constitutionally support the broad
abridgment of personal [410 U.S. 113,
171] liberty worked by the existing Texas law.
Accordingly, I join the Court's opinion holding that that law is invalid
under the Due Process Clause of the Fourteenth Amendment.
[ Footnote
1 ] Only Mr. Justice Harlan failed to join the Court's opinion, 372
U.S., at 733 .
[ Footnote
2 ] There is no constitutional right of privacy, as such. "[The
Fourth] Amendment protects individual privacy against certain kinds of
governmental intrusion, but its protections go further, and often have
nothing to do with privacy at all. Other provisions of [410
U.S. 113, 168] the Constitution protect personal
privacy from other forms of governmental invasion. But the protection of
a person's general right to privacy - his right to be let alone by other
people - is, like the protection of his property and of his very life,
left largely to the law of the individual States." Katz v. United
States, 389
U.S. 347, 350 -351 (footnotes omitted).
[ Footnote
3 ] This was also clear to Mr. Justice Black, 381
U.S., at 507 (dissenting opinion); to Mr. Justice Harlan, 381
U.S., at 499 (opinion concurring in the judgment); and to MR.
JUSTICE WHITE, 381
U.S., at 502 (opinion concurring in the judgment). See also Mr.
Justice Harlan's thorough and thoughtful opinion dissenting from
dismissal of the appeal in Poe v. Ullman, 367
U.S. 497, 522 .
MR. JUSTICE REHNQUIST,
dissenting.
The Court's opinion
brings to the decision of this troubling question both extensive
historical fact and a wealth of legal scholarship. While the opinion
thus commands my respect, I find myself nonetheless in fundamental
disagreement with those parts of it that invalidate the Texas statute in
question, and therefore dissent.
I
The Court's opinion
decides that a State may impose virtually no restriction on the
performance of abortions during the first trimester of pregnancy. Our
previous decisions indicate that a necessary predicate for such an
opinion is a plaintiff who was in her first trimester of pregnancy at
some time during the pendency of her law-suit. While a party may
vindicate his own constitutional rights, he may not seek vindication for
the rights of others. Moose Lodge v. Irvis, 407
U.S. 163 (1972); Sierra Club v. Morton, 405
U.S. 727 (1972). The Court's statement of facts in this case makes
clear, however, that the record in no way indicates the presence of such
a plaintiff. We know only that plaintiff Roe at the time of filing her
complaint was a pregnant woman; for aught that appears in this record,
she may have been in her last trimester of pregnancy as of the date the
complaint was filed.
Nothing in the Court's
opinion indicates that Texas might not constitutionally apply its
proscription of abortion as written to a woman in that stage of
pregnancy. Nonetheless, the Court uses her complaint against the Texas
statute as a fulcrum for deciding that States may [410
U.S. 113, 172] impose virtually no restrictions
on medical abortions performed during the first trimester of pregnancy.
In deciding such a hypothetical lawsuit, the Court departs from the
longstanding admonition that it should never "formulate a rule of
constitutional law broader than is required by the precise facts to
which it is to be applied." Liverpool, New York & Philadelphia
S. S. Co. v. Commissioners of Emigration, 113
U.S. 33, 39 (1885). See also Ashwander v. TVA, 297
U.S. 288, 345 (1936) (Brandeis, J., concurring).
II
Even if there were a
plaintiff in this case capable of litigating the issue which the Court
decides, I would reach a conclusion opposite to that reached by the
Court. I have difficulty in concluding, as the Court does, that the
right of "privacy" is involved in this case. Texas, by the
statute here challenged, bars the performance of a medical abortion by a
licensed physician on a plaintiff such as Roe. A transaction resulting
in an operation such as this is not "private" in the ordinary
usage of that word. Nor is the "privacy" that the Court finds
here even a distant relative of the freedom from searches and seizures
protected by the Fourth Amendment to the Constitution, which the Court
has referred to as embodying a right to privacy. Katz v. United States, 389
U.S. 347 (1967).
If the Court means by
the term "privacy" no more than that the claim of a person to
be free from unwanted state regulation of consensual transactions may be
a form of "liberty" protected by the Fourteenth Amendment,
there is no doubt that similar claims have been upheld in our earlier
decisions on the basis of that liberty. I agree with the statement of
MR. JUSTICE STEWART in his concurring opinion that the
"liberty," against deprivation of which without due process
the Fourteenth [410 U.S. 113, 173]
Amendment protects, embraces more than the rights found in the
Bill of Rights. But that liberty is not guaranteed absolutely against
deprivation, only against deprivation without due process of law. The
test traditionally applied in the area of social and economic
legislation is whether or not a law such as that challenged has a
rational relation to a valid state objective. Williamson v. Lee Optical
Co., 348
U.S. 483, 491 (1955). The Due Process Clause of the Fourteenth
Amendment undoubtedly does place a limit, albeit a broad one, on
legislative power to enact laws such as this. If the Texas statute were
to prohibit an abortion even where the mother's life is in jeopardy, I
have little doubt that such a statute would lack a rational relation to
a valid state objective under the test stated in Williamson, supra. But
the Court's sweeping invalidation of any restrictions on abortion during
the first trimester is impossible to justify under that standard, and
the conscious weighing of competing factors that the Court's opinion
apparently substitutes for the established test is far more appropriate
to a legislative judgment than to a judicial one.
The Court eschews the
history of the Fourteenth Amendment in its reliance on the
"compelling state interest" test. See Weber v. Aetna Casualty
& Surety Co., 406
U.S. 164, 179 (1972) (dissenting opinion). But the Court adds a new
wrinkle to this test by transposing it from the legal considerations
associated with the Equal Protection Clause of the Fourteenth Amendment
to this case arising under the Due Process Clause of the Fourteenth
Amendment. Unless I misapprehend the consequences of this transplanting
of the "compelling state interest test," the Court's opinion
will accomplish the seemingly impossible feat of leaving this area of
the law more confused than it found it. [410
U.S. 113, 174]
While the Court's
opinion quotes from the dissent of Mr. Justice Holmes in Lochner v. New
York, 198
U.S. 45, 74 (1905), the result it reaches is more closely attuned to
the majority opinion of Mr. Justice Peckham in that case. As in Lochner
and similar cases applying substantive due process standards to economic
and social welfare legislation, the adoption of the compelling state
interest standard will inevitably require this Court to examine the
legislative policies and pass on the wisdom of these policies in the
very process of deciding whether a particular state interest put forward
may or may not be "compelling." The decision here to break
pregnancy into three distinct terms and to outline the permissible
restrictions the State may impose in each one, for example, partakes
more of judicial legislation than it does of a determination of the
intent of the drafters of the Fourteenth Amendment.
The fact that a majority
of the States reflecting, after all, the majority sentiment in those
States, have had restrictions on abortions for at least a century is a
strong indication, it seems to me, that the asserted right to an
abortion is not "so rooted in the traditions and conscience of our
people as to be ranked as fundamental," Snyder v. Massachusetts, 291
U.S. 97, 105 (1934). Even today, when society's views on abortion
are changing, the very existence of the debate is evidence that the
"right" to an abortion is not so universally accepted as the
appellant would have us believe.
To reach its result, the
Court necessarily has had to find within the scope of the Fourteenth
Amendment a right that was apparently completely unknown to the drafters
of the Amendment. As early as 1821, the first state law dealing directly
with abortion was enacted by the Connecticut Legislature. Conn. Stat.,
Tit. 22, 14, 16. By the time of the adoption of the Fourteenth [410
U.S. 113, 175] Amendment in 1868, there were at
least 36 laws enacted by state or territorial legislatures limiting
abortion. 1 While many States have amended
or updated [410 U.S. 113, 176]
their laws, 21 of the laws on the books in 1868 remain in effect
today. 2 Indeed, the Texas statute struck
down today was, as the majority notes, first enacted in 1857 [410
U.S. 113, 177] and "has remained
substantially unchanged to the present time." Ante, at 119.
There apparently was no
question concerning the validity of this provision or of any of the
other state statutes when the Fourteenth Amendment was adopted. The only
conclusion possible from this history is that the drafters did not
intend to have the Fourteenth Amendment withdraw from the States the
power to legislate with respect to this matter.
III
Even if one were to
agree that the case that the Court decides were here, and that the
enunciation of the substantive constitutional law in the Court's opinion
were proper, the actual disposition of the case by the Court is still
difficult to justify. The Texas statute is struck down in toto, even
though the Court apparently concedes that at later periods of pregnancy
Texas might impose these selfsame statutory limitations on abortion. My
understanding of past practice is that a statute found [410
U.S. 113, 178] to be invalid as applied to a
particular plaintiff, but not unconstitutional as a whole, is not simply
"struck down" but is, instead, declared unconstitutional as
applied to the fact situation before the Court. Yick Wo v. Hopkins, 118
U.S. 356 (1886); Street v. New York, 394
U.S. 576 (1969).
For all of the foregoing
reasons, I respectfully dissent.
[ Footnote
1 ] Jurisdictions having enacted abortion laws prior to the adoption
of the Fourteenth Amendment in 1868:
1. Alabama - Ala. Acts,
c. 6, 2 (1840).
2. Arizona - Howell
Code, c. 10, 45 (1865).
3. Arkansas - Ark. Rev.
Stat., c. 44, div. III, Art. II, 6 (1838).
4. California - Cal.
Sess. Laws, c. 99, 45, p. 233 (1849-1850).
5. Colorado (Terr.) -
Colo. Gen. Laws of Terr. of Colo., 1st Sess., 42, pp. 296-297 (1861).
6. Connecticut - Conn.
Stat., Tit. 20, 14, 16 (1821). By 1868, this statute had been replaced
by another abortion law. Conn. Pub. Acts, c. 71, 1, 2, p. 65 (1860).
7. Florida - Fla. Acts
1st Sess., c. 1637, subc. 3, 10, 11, subc. 8, 9, 10, 11 (1868), as
amended, now Fla. Stat. Ann. 782.09, 782.10, 797.01, 797.02, 782.16
(1965).
8. Georgia - Ga. Pen.
Code, 4th Div., 20 (1833).
9. Kingdom of Hawaii -
Hawaii Pen. Code, c. 12, 1, 2, 3 (1850).
10. Idaho (Terr.) -
Idaho (Terr.) Laws, Crimes and Punishments 33, 34, 42, pp. 441, 443
(1863).
11. Illinois - Ill. Rev.
Criminal Code 40, 41, 46, pp. 130, 131 (1827). By 1868, this statute had
been replaced by a subsequent enactment. Ill. Pub. Laws 1, 2, 3, p. 89
(1867).
12. Indiana - Ind. Rev.
Stat. 1, 3, p. 224 (1838). By 1868 this statute had been superseded by a
subsequent enactment. Ind. Laws, c. LXXXI, 2 (1859).
13. Iowa (Terr.) - Iowa
(Terr.) Stat., 1st Legis., 1st Sess., 18, p. 145 (1838). By 1868, this
statute had been superseded by a subsequent enactment. Iowa (Terr.) Rev.
Stat., c. 49, 10, 13 (1843).
14. Kansas (Terr.) -
Kan. (Terr.) Stat., c. 48, 9, 10, 39 (1855). By 1868, this statute had
been superseded by a subsequent enactment. Kan. (Terr.) Laws, c. 28, 9,
10, 37 (1859).
15. Louisiana - La. Rev.
Stat., Crimes and Offenses 24, p. 138 (1856).
16. Maine - Me. Rev.
Stat., c. 160, 11, 12, 13, 14 (1840).
17. Maryland - Md. Laws,
c. 179, 2, p. 315 (1868).
18. Massachusetts -
Mass. Acts & Resolves, c. 27 (1845).
19. Michigan - Mich.
Rev. Stat., c. 153, 32, 33, 34, p. 662 (1846). [410
U.S. 113, 176] 20. Minnesota (Terr.) - Minn. (Terr.)
Rev. Stat., c. 100, 10, 11, p. 493 (1851).
21. Mississippi - Miss.
Code, c. 64, 8, 9, p. 958 (1848).
22. Missouri - Mo. Rev.
Stat., Art. II, 9, 10, 36, pp. 168, 172 (1835).
23. Montana (Terr.) -
Mont. (Terr.) Laws, Criminal Practice Acts 41, p. 184 (1864).
24. Nevada (Terr.) -
Nev. (Terr.) Laws, c. 28, 42, p. 63 (1861).
25. New Hampshire - N.
H. Laws, c. 743, 1, p. 708 (1848).
26. New Jersey - N. J.
Laws, p. 266 (1849).
27. New York - N. Y.
Rev. Stat., pt. 4, c. 1, Tit. 2, 8, 9, pp. 12-13 (1828). By 1868, this
statute had been superseded. N. Y. Laws, c. 260, 1-6, pp. 285-286
(1845); N. Y. Laws, c. 22, 1, p. 19 (1846).
28. Ohio - Ohio Gen.
Stat. 111 (1), 112 (2), p. 252 (1841).
29. Oregon - Ore. Gen.
Laws, Crim. Code, c. 43, 509, p. 528 (1845-1864).
30. Pennsylvania - Pa.
Laws No. 374, 87, 88, 89 (1860).
31. Texas - Tex. Gen.
Stat. Dig., c. VII, Arts. 531-536, p. 524 (Oldham & White 1859).
32. Vermont - Vt. Acts
No. 33, 1 (1846). By 1868, this statute had been amended. Vt. Acts No.
57, 1, 3 (1867).
33. Virginia - Va. Acts,
Tit. II, c. 3, 9, p. 96 (1848).
34. Washington (Terr.) -
Wash. (Terr.) Stats., c. II, 37, 38, p. 81 (1854).
35. West Virginia - See
Va. Acts., Tit. II, c. 3, 9, p. 96 (1848); W. Va. Const., Art. XI, par.
8 (1863).
36. Wisconsin - Wis.
Rev. Stat., c. 133, 10, 11 (1849). By 1868, this statute had been
superseded. Wis. Rev. Stat., c. 164, 10, 11; c. 169, 58, 59 (1858).
[ Footnote
2 ] Abortion laws in effect in 1868 and still applicable as of
August 1970:
1. Arizona (1865). 2.
Connecticut (1860). 3. Florida (1868). 4. Idaho (1863). 5. Indiana
(1838). [410 U.S. 113, 177]
6. Iowa (1843). 7. Maine (1840). 8. Massachusetts (1845). 9.
Michigan (1846). 10. Minnesota (1851). 11. Missouri (1835). 12. Montana
(1864). 13. Nevada (1861). 14. New Hampshire (1848). 15. New Jersey
(1849). 16. Ohio (1841). 17. Pennsylvania (1860). 18. Texas (1859). 19.
Vermont (1867). 20. West Virginia (1863). 21. Wisconsin (1858). [410
U.S. 113,
|